Pinnacle Associates’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Pinnacle Associates’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-9,993	Closed	-$210K	–	781
2022 Q4	$210K	Sell	9,993 -1,550	-13%	-$31K	﹤0.01%	701
2022 Q3	$213K	Sell	11,543 -3,338	-22%	-$70K	﹤0.01%	679
2022 Q2	$317K	Sell	14,881 -1,150	-7%	-$27.2K	0.01%	601
2022 Q1	$403K	Sell	16,031 -60	-0.4%	-$1.55K	0.01%	603
2021 Q4	$420K	Hold	16,091	–	–	0.01%	593
2021 Q3	$433K	Sell	16,091 -740	-4%	-$20.3K	0.01%	572
2021 Q2	$471K	Sell	16,831 -575	-3%	-$16K	0.01%	554
2021 Q1	$459K	Sell	17,406 -945	-5%	-$25.1K	0.01%	544
2020 Q4	$464K	Sell	18,351 -109	-0.6%	-$2.52K	0.01%	530
2020 Q3	$399K	Sell	18,460 -1,170	-6%	-$26.6K	0.01%	531
2020 Q2	$412K	Sell	19,630 -5,030	-20%	-$99.8K	0.01%	517
2020 Q1	$434K	Sell	24,660 -219,734	-90%	-$5.17M	0.01%	499
2019 Q4	$6.49M	Sell	244,394 -3,604	-1%	-$88.7K	0.14%	168
2019 Q3	$5.84M	Sell	247,998 -49,269	-17%	-$1.19M	0.14%	180
2019 Q2	$7.49M	Buy	297,267 +24,090	+9%	+$586K	0.18%	159
2019 Q1	$6.84M	Buy	273,177 +28,082	+11%	+$696K	0.15%	172
2018 Q4	$5.6M	Buy	+245,095	New	+$5.75M	0.14%	170

Other funds holding FEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Pinnacle Associates's FEM Position: Q1 2023 in Review

Pinnacle Associates sold out of First Trust Emerging Markets AlphaDEX Fund (FEM) in Q1 2023, closing a stake of 9,993 shares — an estimated $210K sold.

Pinnacle Associates first reported a position in FEM in Q4 2018 and held it in 17 quarters. The position peaked at $7.49M in Q2 2019. 99 funds tracked by Wall St. Rank hold FEM as of Q1 2023.

Pinnacle Associates reported no remaining First Trust Emerging Markets AlphaDEX Fund position as of Q1 2023 after selling out during the quarter.
Pinnacle Associates sold 9,993 First Trust Emerging Markets AlphaDEX Fund shares in Q1 2023, an estimated $210K.
Pinnacle Associates first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q4 2018 and held it in 17 quarters.
Pinnacle Associates's First Trust Emerging Markets AlphaDEX Fund position peaked at $7.49M in Q2 2019.
99 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q1 2023.

Based on Pinnacle Associates's 13F filing for Q1 2023, filed 5 May 2023.