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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
(+5.8%)
Cap. Flow
-$72.1M
Cap. Flow
% of AUM
-2.05%
Top 10 Holdings %
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
|
+$4.27M |
| 2 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$3.77M |
| 3 |
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
|
+$3.58M |
| 4 |
Chevron
CVX
|
+$3.38M |
| 5 |
Invesco S&P 500 Momentum ETF
SPMO
|
+$3.08M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 ETF
VOO
|
+$12.9M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$9.65M |
| 3 |
Pacer US Cash Cows 100 ETF
COWZ
|
+$8.83M |
| 4 |
AbbVie
ABBV
|
+$8.72M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$7.83M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.65% |
| 2 | Financials | 4.45% |
| 3 | Consumer Discretionary | 4.26% |
| 4 | Industrials | 3.55% |
| 5 | Communication Services | 3.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $11M | 0.31% |
140,546
+11,612
| +9% | +$899K |
|
52
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
| $10.9M | 0.31% |
190,072
-14,882
| -7% | -$845K |
|
53
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
| $10.8M | 0.31% |
55,488
-1,945
| -3% | -$365K |
|
54
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $10.7M | 0.31% |
179,063
+9,143
| +5% | +$533K |
|
55
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
| $10.5M | 0.3% |
55,327
-1,578
| -3% | -$294K |
|
56
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
| $10.4M | 0.3% |
125,532
-5,991
| -5% | -$488K |
|
57
iShares National Muni Bond ETF
MUB
$45.1B
| $10.1M | 0.29% |
94,523
-23,335
| -20% | -$2.44M |
|
58
Caterpillar
CAT
$409B
| $10M | 0.28% |
20,953
-694
| -3% | -$296K |
|
59
iShares Core MSCI EAFE ETF
IEFA
$186B
| $9.74M | 0.28% |
111,512
-8,130
| -7% | -$691K |
|
60
Johnson & Johnson
JNJ
$635B
| $9.69M | 0.28% |
52,278
-3,399
| -6% | -$582K |
|
61
iShares Global 100 ETF
IOO
$8.56B
| $9.69M | 0.28% |
80,746
-22,484
| -22% | -$2.56M |
|
62
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
| $9.68M | 0.28% |
97,700
-19,998
| -17% | -$1.95M |
|
63
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
| $9.57M | 0.27% |
183,326
+24,327
| +15% | +$1.26M |
|
64
Capital Group Dividend Value ETF
CGDV
$36.6B
| $9.52M | 0.27% |
226,336
-13,816
| -6% | -$568K |
|
65
Oracle
ORCL
$331B
| $9.43M | 0.27% |
33,532
+223
| +0.7% | +$56.8K |
|
66
Vanguard Dividend Appreciation ETF
VIG
$111B
| $9.15M | 0.26% |
42,413
+2,639
| +7% | +$554K |
|
67
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
| $9.1M | 0.26% |
168,913
-12,185
| -7% | -$646K |
|
68
Netflix
NFLX
$292B
| $9.06M | 0.26% |
75,550
-4,180
| -5% | -$510K |
|
69
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $8.91M | 0.25% |
135,129
+8,349
| +7% | +$521K |
|
70
Waste Management
WM
$95.9B
| $8.88M | 0.25% |
40,231
-416
| -1% | -$93.7K |
|
71
ExxonMobil
XOM
$651B
| $8.77M | 0.25% |
77,791
-8,907
| -10% | -$990K |
|
72
Innovator Defined Wealth Shield ETF
BALT
$2.66B
| $8.71M | 0.25% |
265,315
-37,837
| -12% | -$1.23M |
|
73
CrowdStrike
CRWD
$187B
| $8.61M | 0.24% |
70,260
+4,484
| +7% | +$510K |
|
74
iShares Silver Trust
SLV
$28.1B
| $8.36M | 0.24% |
197,192
+45,185
| +30% | +$1.62M |
|
75
Vanguard Total International Bond ETF
BNDX
$82B
| $8.14M | 0.23% |
164,632
-15,319
| -9% | -$756K |
|
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Sigma Planning Corp's Q3 2025 Portfolio in Review
As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.
- Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
- Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
- Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
- Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
- Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
- Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.
Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.