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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
51
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$10.2M 0.37%
75,416
+14,209
+23% +$1.88M
CVX icon
52
Chevron
CVX
$388B
$10.2M 0.36%
56,724
-3,435
-6% -$599K
ISTB icon
53
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$9.96M 0.36%
214,403
-19,492
-8% -$902K
XLF icon
54
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$9.81M 0.35%
286,812
-36,270
-11% -$1.23M
IEMG icon
55
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$9.61M 0.34%
205,851
+13,423
+7% +$610K
LMBS icon
56
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$9.57M 0.34%
201,789
+7,886
+4% +$373K
MTUM icon
57
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$9.42M 0.34%
64,563
-4,309
-6% -$625K
IUSV icon
58
iShares Core S&P US Value ETF
IUSV
$27.2B
$9.3M 0.33%
131,698
+9,018
+7% +$627K
UCON icon
59
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$9.23M 0.33%
382,720
-27,157
-7% -$652K
VTV icon
60
Vanguard Value ETF
VTV
$189B
$9.16M 0.33%
65,284
-5,812
-8% -$801K
MRK icon
61
Merck
MRK
$324B
$9.1M 0.33%
82,048
-8,835
-10% -$903K
BA icon
62
Boeing
BA
$165B
$8.89M 0.32%
46,649
-12,693
-21% -$2.08M
COST icon
63
Costco
COST
$415B
$8.86M 0.32%
19,406
-130
-0.7% -$63.5K
IEFA icon
64
iShares Core MSCI EAFE ETF
IEFA
$186B
$8.71M 0.31%
141,352
-9,888
-7% -$582K
AVUV icon
65
Avantis US Small Cap Value ETF
AVUV
$29.7B
$8.7M 0.31%
116,827
+44,449
+61% +$3.34M
PEP icon
66
PepsiCo
PEP
$186B
$8.65M 0.31%
47,892
-664
-1% -$118K
WM icon
67
Waste Management
WM
$95.9B
$8.54M 0.31%
54,444
+2,435
+5% +$392K
VCSH icon
68
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$8.4M 0.3%
111,651
+15,618
+16% +$1.17M
VB icon
69
Vanguard Small-Cap ETF
VB
$79.5B
$8.25M 0.29%
44,923
-1,095
-2% -$203K
IHI icon
70
iShares US Medical Devices ETF
IHI
$3.02B
$8.05M 0.29%
153,178
-15,743
-9% -$799K
VTI icon
71
Vanguard Total Stock Market ETF
VTI
$654B
$8.03M 0.29%
41,982
+53
+0.1% +$10.2K
FTA icon
72
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$7.93M 0.28%
120,470
+2,556
+2% +$166K
WMT icon
73
Walmart Inc
WMT
$871B
$7.89M 0.28%
166,920
-1,101
-0.7% -$52.3K
KO icon
74
Coca-Cola
KO
$354B
$7.87M 0.28%
123,731
+8,311
+7% +$502K
RSP icon
75
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$7.83M 0.28%
55,437
+1,299
+2% +$182K
1 2
3
4 5

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BPS
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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.