We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWD icon
676
iShares Russell 1000 Value ETF
IWD
$81.5B
$567K 0.02%
3,013
-294
-9% -$56K
ATAT icon
677
Atour Lifestyle Holdings
ATAT
$4.54B
$567K 0.02%
+20,000
New +$571K
ASML icon
678
ASML
ASML
$630B
$567K 0.02%
856
+258
+43% +$188K
CTAS icon
679
Cintas
CTAS
$84.5B
$567K 0.02%
2,758
-1,580
-36% -$315K
BAUG icon
680
Innovator US Equity Buffer ETF August
BAUG
$198M
$566K 0.02%
13,326
-827
-6% -$36.2K
SYY icon
681
Sysco
SYY
$40.1B
$566K 0.02%
7,536
-121
-2% -$8.87K
APUE icon
682
ActivePassive US Equity ETF
APUE
$2.39B
$565K 0.02%
16,621
+4,339
+35% +$155K
AJG icon
683
Arthur J. Gallagher & Co
AJG
$65.4B
$563K 0.02%
1,631
-2
-0.1% -$632
IBHE
684
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
$562K 0.02%
24,198
-17,427
-42% -$405K
SPOT icon
685
Spotify
SPOT
$102B
$559K 0.02%
1,017
+53
+5% +$29.6K
IUS icon
686
Invesco RAFI Strategic US ETF
IUS
$907M
$556K 0.02%
11,256
+6,939
+161% +$351K
FXG icon
687
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$555K 0.02%
8,489
+701
+9% +$45K
DFAS icon
688
Dimensional US Small Cap ETF
DFAS
$15.4B
$554K 0.02%
9,269
-299
-3% -$19.2K
DFCF icon
689
Dimensional Core Fixed Income ETF
DFCF
$10.8B
$554K 0.02%
13,162
-212
-2% -$8.84K
KLAC icon
690
KLA
KLAC
$261B
$552K 0.02%
8,120
+400
+5% +$28.8K
ROBT icon
691
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$703M
$551K 0.02%
+13,548
New +$613K
BIRK icon
692
Birkenstock
BIRK
$7.66B
$551K 0.02%
+12,015
New +$633K
MRSH
693
Marsh
MRSH
$87.9B
$550K 0.02%
2,254
-72
-3% -$16.3K
VCR icon
694
Vanguard Consumer Discretionary ETF
VCR
$5.91B
$550K 0.02%
1,689
-504
-23% -$183K
VOX icon
695
Vanguard Communication Services ETF
VOX
$5.6B
$550K 0.02%
3,703
-1,509
-29% -$240K
TSCO icon
696
Tractor Supply
TSCO
$16.8B
$549K 0.02%
9,963
-14,483
-59% -$793K
NVS icon
697
Novartis
NVS
$298B
$547K 0.02%
4,875
+657
+16% +$69.9K
VXF icon
698
Vanguard Extended Market ETF
VXF
$30.4B
$545K 0.02%
3,161
-1,616
-34% -$306K
SKT icon
699
Tanger
SKT
$4.79B
$544K 0.02%
16,097
-1,397
-8% -$46.9K
SVOL icon
700
Simplify Volatility Premium ETF
SVOL
$524M
$541K 0.02%
29,756
+3,610
+14% +$73.4K
26 27
28
29 30

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.