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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSCI icon
651
MSCI
MSCI
$41.5B
$778K 0.02%
1,270
+50
+4% +$31.4K
HYMB icon
652
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$774K 0.02%
25,768
+296
+1% +$8.85K
FINX icon
653
Global X FinTech ETF
FINX
$170M
$772K 0.02%
19,284
+230
+1% +$10.9K
HFRO
654
Highland Opportunities and Income Fund
HFRO
$403M
$772K 0.02%
70,226
-16,854
-19% -$188K
UCTT
655
Ultra Clean Holdings
UCTT
$3.9B
$770K 0.02%
+13,417
New +$698K
VDC icon
656
Vanguard Consumer Staples ETF
VDC
$7.98B
$769K 0.02%
3,846
+317
+9% +$59.7K
WELL icon
657
Welltower
WELL
$175B
$769K 0.02%
8,960
-129
-1% -$10.8K
DTM icon
658
DT Midstream
DTM
$14.3B
$768K 0.02%
16,008
-294
-2% -$14.1K
APTO
659
DELISTED
Aptose Biosciences, Inc.
APTO
$766K 0.02%
1,261
+122
+11% +$115K
KKR icon
660
KKR & Co
KKR
$91.3B
$755K 0.02%
10,140
+6,261
+161% +$462K
AMCR icon
661
Amcor
AMCR
$20.9B
$752K 0.02%
12,523
-48
-0.4% -$2.85K
VONV icon
662
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$751K 0.02%
10,188
+5,506
+118% +$396K
IMCB icon
663
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
$749K 0.02%
10,538
+274
+3% +$19.2K
FRT icon
664
Federal Realty Investment Trust
FRT
$11B
$747K 0.02%
5,477
-1,838
-25% -$233K
NLY icon
665
Annaly Capital Management
NLY
$16.9B
$746K 0.02%
23,862
+363
+2% +$12.2K
OKE icon
666
Oneok
OKE
$56.4B
$745K 0.02%
12,681
+1,325
+12% +$82.2K
PGHY icon
667
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$222M
$745K 0.02%
34,844
-7,823
-18% -$168K
PDBC icon
668
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
$743K 0.02%
52,862
-22,455
-30% -$442K
VFH icon
669
Vanguard Financials ETF
VFH
$13.5B
$742K 0.02%
7,686
+567
+8% +$55.2K
SI
670
DELISTED
Silvergate Capital Corporation
SI
$740K 0.02%
4,994
-175
-3% -$29.9K
VLO icon
671
Valero Energy
VLO
$90.5B
$738K 0.02%
9,820
+100
+1% +$7.45K
FDG icon
672
American Century Focused Dynamic Growth ETF
FDG
$386M
$737K 0.02%
9,123
-1,003
-10% -$84.3K
XHE icon
673
State Street SPDR S&P Health Care Equipment ETF
XHE
$158M
$736K 0.02%
6,277
+614
+11% +$74.3K
EEMS icon
674
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$355M
$731K 0.02%
12,132
+327
+3% +$19.9K
GDV icon
675
Gabelli Dividend & Income Trust
GDV
$2.61B
$728K 0.02%
26,977
+1,007
+4% +$26.8K
25 26
27
28 29

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.