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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZBH icon
601
Zimmer Biomet
ZBH
$17.7B
$657K 0.02%
5,850
+1,578
+37% +$200K
SPSM icon
602
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$656K 0.02%
17,789
-1,885
-10% -$73.4K
X
603
DELISTED
US Steel
X
$652K 0.02%
20,060
-5,513
-22% -$155K
SCHR
604
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.2B
$644K 0.02%
26,880
-426
-2% -$10.4K
HSY icon
605
Hershey
HSY
$35.4B
$643K 0.02%
3,211
-422
-12% -$94.5K
ECPG icon
606
Encore Capital Group
ECPG
$1.93B
$635K 0.02%
13,302
+756
+6% +$37.1K
GOVT icon
607
iShares US Treasury Bond ETF
GOVT
$43.6B
$633K 0.02%
28,723
-19,275
-40% -$434K
CEG icon
608
Constellation Energy
CEG
$98B
$633K 0.02%
5,800
-169
-3% -$17.4K
BF.B icon
609
Brown-Forman Class B
BF.B
$12B
$632K 0.02%
10,952
-72
-0.7% -$4.79K
DFEV icon
610
Dimensional Emerging Markets Value ETF
DFEV
$1.93B
$629K 0.02%
26,558
+10,245
+63% +$252K
IDU icon
611
iShares US Utilities ETF
IDU
$1.41B
$628K 0.02%
8,534
-2,205
-21% -$177K
IDXX icon
612
Idexx Laboratories
IDXX
$42.9B
$628K 0.02%
1,436
+147
+11% +$73.3K
LIT icon
613
Global X Lithium & Battery Tech ETF
LIT
$1.49B
$628K 0.02%
11,374
-4,805
-30% -$294K
EXC icon
614
Exelon
EXC
$48.6B
$625K 0.02%
16,540
+385
+2% +$15.7K
BOTZ icon
615
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
$623K 0.02%
25,189
-1,743
-6% -$47K
FDVV icon
616
Fidelity High Dividend ETF
FDVV
$10.1B
$622K 0.02%
16,123
+455
+3% +$18.3K
TBIL
617
F/m US Treasury 3 Month Bill Fund
TBIL
$7.21B
$622K 0.02%
+12,413
New +$620K
VCLT icon
618
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$618K 0.02%
8,635
-301
-3% -$22.7K
IXN icon
619
iShares Global Tech ETF
IXN
$8.7B
$618K 0.02%
10,692
-812
-7% -$49.4K
QQQX icon
620
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$616K 0.02%
27,424
-1,074
-4% -$25.4K
EWJ icon
621
iShares MSCI Japan ETF
EWJ
$21.6B
$615K 0.02%
+10,205
New +$630K
LULU icon
622
lululemon athletica
LULU
$13B
$613K 0.02%
1,590
-31
-2% -$11.8K
UTG icon
623
Reaves Utility Income Fund
UTG
$3.69B
$613K 0.02%
24,862
+370
+2% +$9.94K
BUFD icon
624
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
$612K 0.02%
28,817
+3,356
+13% +$72.6K
GM icon
625
General Motors
GM
$74.7B
$611K 0.02%
18,523
-209
-1% -$7.43K
23 24
25
26 27

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.