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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHD icon
576
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$758K 0.02%
15,088
-7,712
-34% -$380K
PTY icon
577
PIMCO Corporate & Income Opportunity Fund
PTY
$2.47B
$755K 0.02%
52,197
+5,268
+11% +$76.7K
SPYG icon
578
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.6B
$754K 0.02%
9,378
-4,611
-33% -$403K
FLTR icon
579
VanEck IG Floating Rate ETF
FLTR
$2.94B
$752K 0.02%
29,422
-909
-3% -$23.2K
EFC
580
Ellington Financial
EFC
$1.68B
$746K 0.02%
56,254
+1,510
+3% +$19.5K
SHV icon
581
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$741K 0.02%
6,711
+69
+1% +$7.61K
VMBS icon
582
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$741K 0.02%
15,995
+422
+3% +$19.3K
LDSF icon
583
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$740K 0.02%
39,232
-97
-0.2% -$1.83K
FMAG icon
584
Fidelity Magellan ETF
FMAG
$242M
$740K 0.02%
25,449
+6,374
+33% +$199K
DVN icon
585
Devon Energy
DVN
$49.8B
$739K 0.02%
19,768
-5,819
-23% -$207K
IBHG icon
586
iShares iBonds 2027 Term High Yield and Income ETF
IBHG
$508M
$738K 0.02%
+33,049
New +$740K
CASH icon
587
Pathward Financial
CASH
$1.82B
$738K 0.02%
10,113
+1,094
+12% +$83.5K
CGCB icon
588
Capital Group Core Bond ETF
CGCB
$5.71B
$738K 0.02%
28,070
-479
-2% -$12.5K
EXC icon
589
Exelon
EXC
$48.2B
$738K 0.02%
16,006
+508
+3% +$21.2K
XLRE icon
590
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$737K 0.02%
17,605
-2,258
-11% -$94.1K
VONV icon
591
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$734K 0.02%
8,890
+1,300
+17% +$109K
AHR icon
592
American Healthcare REIT
AHR
$11.1B
$733K 0.02%
24,190
-9,083
-27% -$262K
FAST icon
593
Fastenal
FAST
$54.7B
$733K 0.02%
18,892
-3,570
-16% -$134K
DEO icon
594
Diageo
DEO
$47.3B
$730K 0.02%
6,969
+284
+4% +$32.1K
PBI icon
595
Pitney Bowes
PBI
$2.46B
$730K 0.02%
80,689
-4,661
-5% -$42.2K
BOCT icon
596
Innovator US Equity Buffer ETF October
BOCT
$283M
$729K 0.02%
17,336
-273
-2% -$11.8K
FANG icon
597
Diamondback Energy
FANG
$55.1B
$728K 0.02%
4,553
-184
-4% -$29.7K
FNY icon
598
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$585M
$724K 0.02%
9,669
+3,433
+55% +$276K
GLDM icon
599
SPDR Gold MiniShares Trust
GLDM
$27.8B
$722K 0.02%
11,669
+1,008
+9% +$57.3K
CVSA
600
Covista Inc
CVSA
$4.09B
$719K 0.02%
7,148
+1,148
+19% +$114K
22 23
24
25 26

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.