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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IP icon
576
International Paper
IP
$22.5B
$934K 0.03%
19,874
-962
-5% -$47.4K
LHX icon
577
L3Harris
LHX
$56.5B
$932K 0.03%
4,372
-284
-6% -$62.9K
ALGN icon
578
Align Technology
ALGN
$12B
$927K 0.03%
1,410
-48
-3% -$30.9K
XMVM icon
579
Invesco S&P MidCap Value with Momentum ETF
XMVM
$501M
$927K 0.03%
18,983
-728
-4% -$34.6K
FEM icon
580
First Trust Emerging Markets AlphaDEX Fund
FEM
$746M
$925K 0.03%
35,435
-30,030
-46% -$784K
BIPC icon
581
Brookfield Infrastructure
BIPC
$5.03B
$924K 0.03%
20,310
+1,747
+9% +$72.3K
MC icon
582
Moelis & Co
MC
$5.04B
$923K 0.03%
14,762
+3,254
+28% +$218K
ECL icon
583
Ecolab
ECL
$76.4B
$919K 0.03%
3,917
+835
+27% +$189K
TWLO icon
584
Twilio
TWLO
$29.5B
$919K 0.03%
3,490
+643
+23% +$192K
CL icon
585
Colgate-Palmolive
CL
$73.6B
$917K 0.03%
10,750
+685
+7% +$53.5K
TMUS icon
586
T-Mobile US
TMUS
$190B
$915K 0.03%
7,886
-293
-4% -$34.5K
SYNA icon
587
Synaptics
SYNA
$4.55B
$913K 0.03%
3,153
+926
+42% +$221K
LEN icon
588
Lennar Class A
LEN
$20.5B
$912K 0.03%
8,109
-730
-8% -$74.6K
LNC icon
589
Lincoln National
LNC
$7.88B
$912K 0.03%
13,362
-212
-2% -$15K
MDY icon
590
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$912K 0.03%
1,761
-316
-15% -$161K
DDOG icon
591
Datadog
DDOG
$89.7B
$906K 0.03%
5,088
+2,248
+79% +$382K
HR icon
592
Healthcare Realty
HR
$7.46B
$905K 0.03%
27,110
+5
+0% +$167
TDOC icon
593
Teladoc Health
TDOC
$1.61B
$900K 0.03%
9,800
-7,304
-43% -$873K
HAL icon
594
Halliburton
HAL
$26.8B
$898K 0.03%
39,255
-883
-2% -$20.9K
SPG icon
595
Simon Property Group
SPG
$75.1B
$898K 0.03%
5,621
+96
+2% +$14.7K
SCHE icon
596
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$894K 0.02%
30,192
+4,555
+18% +$139K
AAPL icon
597
CALL
Apple
AAPL
$4.95T
$888K 0.02%
5,000
+2,500
+100% +$395K
MKC icon
598
McCormick & Company Non-Voting
MKC
$13.6B
$886K 0.02%
9,166
+3,663
+67% +$312K
DES icon
599
WisdomTree US SmallCap Dividend Fund
DES
$2.2B
$884K 0.02%
26,897
+9,341
+53% +$302K
PSEC icon
600
Prospect Capital
PSEC
$1.12B
$883K 0.02%
105,004
-7,084
-6% -$59.6K
22 23
24
25 26

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.