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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.06B
AUM Growth
+$31.6M
Cap. Flow
+$14.8M
Cap. Flow %
1.39%
Top 10 Hldgs %
17.93%
Holding
850
New
74
Increased
389
Reduced
307
Closed
60

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.9M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$4.82M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.31M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.03M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$2.01M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.88M
2
HDV
iShares Core High Dividend ETF
HDV
+$7.78M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.73M
5
BN icon
Brookfield
BN
+$2.25M

Sector Composition

Rank Sector Weight
1 Technology 5.74%
2 Industrials 4.9%
3 Healthcare 4.87%
4 Financials 4.84%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WES
551
DELISTED
Western Gas Partners Lp
WES
$319K 0.03%
5,694
+12
+0.2% +$682
ADP icon
552
Automatic Data Processing
ADP
$100B
$318K 0.03%
3,101
+147
+5% +$14.9K
FSD
553
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$318K 0.03%
+18,443
New +$315K
MKC icon
554
McCormick & Company Non-Voting
MKC
$13.4B
$317K 0.03%
6,508
+332
+5% +$16.8K
XRX icon
555
Xerox
XRX
$337M
$317K 0.03%
11,048
-335
-3% -$9.46K
DHS icon
556
WisdomTree US High Dividend Fund
DHS
$1.56B
$316K 0.03%
4,619
-267
-5% -$18.3K
FIW icon
557
First Trust Water ETF
FIW
$1.84B
$316K 0.03%
7,381
-72
-1% -$3.05K
GRUB
558
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$316K 0.03%
+3,625
New +$301K
MZF
559
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$315K 0.03%
22,795
– –
BIZD icon
560
VanEck BDC Income ETF
BIZD
$1.58B
$313K 0.03%
17,074
+748
+5% +$13.8K
SLRC icon
561
SLR Investment Corp
SLRC
$706M
$313K 0.03%
14,322
-400
-3% -$8.82K
BIG
562
DELISTED
Big Lots, Inc.
BIG
$313K 0.03%
6,489
+1,656
+34% +$80.6K
BAB icon
563
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$312K 0.03%
10,410
-160
-2% -$4.76K
EOG icon
564
EOG Resources
EOG
$78B
$312K 0.03%
3,448
+382
+12% +$35.2K
SIVR icon
565
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$310K 0.03%
19,112
+2,115
+12% +$35.6K
SLYG icon
566
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$309K 0.03%
5,708
+832
+17% +$44.4K
PTMC icon
567
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
$303K 0.03%
+10,674
New +$299K
TWO
568
Two Harbors Investment
TWO
$1.27B
$302K 0.03%
3,810
+726
+24% +$58K
VIS icon
569
Vanguard Industrials ETF
VIS
$8.23B
$302K 0.03%
2,354
-208
-8% -$26.3K
MBLY
570
DELISTED
Mobileye N.V.
MBLY
$302K 0.03%
4,814
-1,170
-20% -$72.6K
EVV
571
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$300K 0.03%
21,264
-477
-2% -$6.66K
IWC icon
572
iShares Micro-Cap ETF
IWC
$1.43B
$300K 0.03%
3,378
-606
-15% -$52.2K
QQQX icon
573
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$300K 0.03%
+13,838
New +$300K
TWX
574
DELISTED
Time Warner Inc
TWX
$299K 0.03%
2,980
+349
+13% +$34.6K
JRO
575
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$298K 0.03%
25,505
-880
-3% -$10.4K
21 22
23
24 25

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Sigma Planning Corp's Q2 2017 Portfolio in Review

As of Q2 2017, Sigma Planning Corp held 850 positions worth $1.06B, up 3.1% from $1.03B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2017 filing shows 74 new, 389 increased, 307 reduced and 60 closed positions. Its largest new stake was Cadence Design Systems: 56,674 shares worth $1.9M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $7.88M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5.5% a quarter earlier, followed by Industrials and Healthcare.

  • Sigma Planning Corp's largest Q2 2017 buy was Cadence Design Systems: 56,674 shares worth $1.9M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q2 2017, an estimated $12.9M increase.
  • Sigma Planning Corp's biggest Q2 2017 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.88M.
  • Sigma Planning Corp fully exited Brookfield in Q2 2017, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.06B portfolio in Q2 2017.
  • Sigma Planning Corp opened 74 new positions and closed 60 in Q2 2017.
  • Sigma Planning Corp's portfolio value rose 3.1% quarter-over-quarter to $1.06B.

Based on Sigma Planning Corp's 13F filing for Q2 2017, filed 2 Aug 2017.