Sigma Planning Corp’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-11,411	Closed	-$173K	–	1124
2019 Q3	$173K	Sell	11,411 -74	-0.6%	-$1.1K	0.01%	928
2019 Q2	$173K	Sell	11,485 -12,651	-52%	-$185K	0.01%	923
2019 Q1	$353K	Sell	24,136 -1,404	-5%	-$20K	0.02%	622
2018 Q4	$339K	Sell	25,540 -1,114	-4%	-$15.5K	0.02%	562
2018 Q3	$393K	Sell	26,654 -19,911	-43%	-$293K	0.02%	574
2018 Q2	$686K	Sell	46,565 -22,463	-33%	-$335K	0.05%	374
2018 Q1	$1.04M	Buy	69,028 +9,655	+16%	+$155K	0.08%	261
2017 Q4	$983K	Buy	59,373 +20,310	+52%	+$337K	0.08%	269
2017 Q3	$665K	Buy	39,063 +20,620	+112%	+$350K	0.06%	346
2017 Q2	$318K	Buy	+18,443	New	+$315K	0.03%	553