SPC
FSD

Sigma Planning Corp’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

Sigma Planning Corp’s Portfolio FSD Stock Details FSD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-11,411
Closed -$173K – 1123
2019
Q3 		$173K Sell
11,411
-74
-0.6% -$1.1K 0.01% 928
2019
Q2 		$173K Sell
11,485
-12,651
-52% -$185K 0.01% 923
2019
Q1 		$353K Sell
24,136
-1,404
-5% -$20K 0.02% 622
2018
Q4 		$339K Sell
25,540
-1,114
-4% -$15.5K 0.02% 562
2018
Q3 		$393K Sell
26,654
-19,911
-43% -$293K 0.02% 574
2018
Q2 		$686K Sell
46,565
-22,463
-33% -$335K 0.05% 374
2018
Q1 		$1.04M Buy
69,028
+9,655
+16% +$155K 0.08% 261
2017
Q4 		$983K Buy
59,373
+20,310
+52% +$337K 0.08% 269
2017
Q3 		$665K Buy
39,063
+20,620
+112% +$350K 0.05% 346
2017
Q2 		$318K Buy
+18,443
New +$315K 0.03% 553

Other funds holding FSD

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
SCM
Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
LFAS
Level Four Advisory Services Dallas, Texas $3.54B AUM 37.12% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
CP
Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Sigma Planning Corp's FSD Position: Q4 2019 in Review

Sigma Planning Corp sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q4 2019, closing a stake of 11,411 shares — an estimated $173K sold.

Sigma Planning Corp first reported a position in FSD in Q2 2017 and held it in 10 quarters. The position peaked at $1.04M in Q1 2018. 76 funds tracked by Wall St. Rank hold FSD as of Q4 2019.

  • Sigma Planning Corp reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q4 2019 after selling out during the quarter.
  • Sigma Planning Corp sold 11,411 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q4 2019, an estimated $173K.
  • Sigma Planning Corp first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q2 2017 and held it in 10 quarters.
  • Sigma Planning Corp's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $1.04M in Q1 2018.
  • 76 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q4 2019.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.