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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
(+5.8%)
Cap. Flow
-$72.1M
Cap. Flow
% of AUM
-2.05%
Top 10 Holdings %
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
|
+$4.27M |
| 2 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$3.77M |
| 3 |
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
|
+$3.58M |
| 4 |
Chevron
CVX
|
+$3.38M |
| 5 |
Invesco S&P 500 Momentum ETF
SPMO
|
+$3.08M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 ETF
VOO
|
+$12.9M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$9.65M |
| 3 |
Pacer US Cash Cows 100 ETF
COWZ
|
+$8.83M |
| 4 |
AbbVie
ABBV
|
+$8.72M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$7.83M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.65% |
| 2 | Financials | 4.45% |
| 3 | Consumer Discretionary | 4.26% |
| 4 | Industrials | 3.55% |
| 5 | Communication Services | 3.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
526
Roper Technologies
ROP
$37.1B
| $1.01M | 0.03% |
2,023
-367
| -15% | -$196K |
|
527
BP
BP
$109B
| $1.01M | 0.03% |
29,212
-8,453
| -22% | -$283K |
|
528
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$886M
| $1M | 0.03% |
22,424
-1,459
| -6% | -$64.8K |
|
529
Construction Partners
ROAD
$5.94B
| $1M | 0.03% |
+7,890
| New | +$901K |
|
530
Credo Technology Group
CRDO
$38.8B
| $1M | 0.03% |
6,879
-1,515
| -18% | -$185K |
|
531
Cipher Digital
CIFR
$8.86B
| $994K | 0.03% |
+78,960
| New | +$596K |
|
532
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$705M
| $994K | 0.03% |
18,791
+4,554
| +32% | +$230K |
|
533
Hercules Capital
HTGC
$2.95B
| $991K | 0.03% |
52,415
+2,624
| +5% | +$50.3K |
|
534
Tradeweb Markets
TW
$21.7B
| $990K | 0.03% |
8,921
+3,115
| +54% | +$400K |
|
535
Dominion Energy
D
$61.8B
| $987K | 0.03% |
16,142
-1,738
| -10% | -$103K |
|
536
Schwab Fundamental US Large Company Index ETF
FNDX
$26.6B
| $987K | 0.03% |
37,532
-58,298
| -61% | -$1.48M |
|
537
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
| $981K | 0.03% |
6,292
+37
| +0.6% | +$5.51K |
|
538
Prologis
PLD
$137B
| $979K | 0.03% |
8,548
-731
| -8% | -$80.4K |
|
539
State Street SPDR S&P Homebuilders ETF
XHB
$1.68B
| $974K | 0.03% |
8,795
+667
| +8% | +$73.2K |
|
540
CVS Health
CVS
$137B
| $972K | 0.03% |
12,896
+1,600
| +14% | +$110K |
|
541
Howmet Aerospace
HWM
$115B
| $972K | 0.03% |
4,952
-6,134
| -55% | -$1.12M |
|
542
IonQ
IONQ
$13.4B
| $970K | 0.03% |
15,779
+2,864
| +22% | +$135K |
|
543
Stride
LRN
$3.83B
| $969K | 0.03% |
6,506
-3,408
| -34% | -$500K |
|
544
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.65B
| $961K | 0.03% |
56,845
+3,750
| +7% | +$63.1K |
|
545
Fairlead Tactical Sector ETF
TACK
$290M
| $960K | 0.03% |
32,004
-4
| -0% | -$116 |
|
546
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
| $959K | 0.03% |
10,600
-54
| -0.5% | -$4.64K |
|
547
Jabil
JBL
$32.6B
| $952K | 0.03% |
4,385
+2,646
| +152% | +$576K |
|
548
VictoryShares Emerging Markets Value Momentum ETF
UEVM
$250M
| $951K | 0.03% |
+17,144
| New | +$924K |
|
549
iShares Global Tech ETF
IXN
$8.27B
| $949K | 0.03% |
9,190
+679
| +8% | +$65.6K |
|
550
Evolv Technologies
EVLV
$980M
| $948K | 0.03% |
125,500
-3,800
| -3% | -$27.7K |
|
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Sigma Planning Corp's Q3 2025 Portfolio in Review
As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.
- Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
- Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
- Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
- Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
- Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
- Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.
Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.