Sigma Planning Corp’s ALPS O'Shares US Small-Cap Quality Dividend ETF OUSM Stock Holding History

Sigma Planning Corp’s Portfolio OUSM Stock Details OUSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$864K	Sell	19,754 -696	-3%	-$31.6K	0.02%	627
2025 Q4	$895K	Sell	20,450 -1,974	-9%	-$86.8K	0.02%	577
2025 Q3	$1M	Sell	22,424 -1,459	-6%	-$64.8K	0.03%	528
2025 Q2	$1.03M	Buy	23,883 +2,064	+9%	+$86.3K	0.03%	493
2025 Q1	$917K	Sell	21,819 -1,907	-8%	-$82.8K	0.03%	521
2024 Q4	$1.04M	Buy	23,726 +2,235	+10%	+$101K	0.03%	477
2024 Q3	$969K	Buy	21,491 +90	+0.4%	+$3.87K	0.03%	510
2024 Q2	$882K	Buy	21,401 +612	+3%	+$25.2K	0.03%	515
2024 Q1	$885K	Buy	20,789 +10,868	+110%	+$435K	0.03%	540
2023 Q4	$389K	Sell	9,921 -6,213	-39%	-$224K	0.03%	541
2023 Q3	$566K	Buy	16,134 +1,448	+10%	+$52.7K	0.02%	654
2023 Q2	$539K	Sell	14,686 -689	-4%	-$24.3K	0.02%	707
2023 Q1	$543K	Buy	+15,375	New	+$545K	0.02%	759

Other funds holding OUSM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SCM

Stonehearth Capital Management Danvers, Massachusetts $293M AUM 32.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Sigma Planning Corp's OUSM Position: Q1 2026 in Review

Sigma Planning Corp reduced its ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) stake by 3.4% in Q1 2026, selling an estimated $31.6K and leaving 19,754 shares worth $864K. The position accounts for 0.02% of the portfolio, ranked #627.

Sigma Planning Corp first reported a position in OUSM in Q1 2023 and has held it in 13 quarters since. The position peaked at $1.04M in Q4 2024. 125 funds tracked by Wall St. Rank hold OUSM as of Q1 2026.

Sigma Planning Corp held 19,754 shares of ALPS O'Shares US Small-Cap Quality Dividend ETF worth $864K as of Q1 2026.
Sigma Planning Corp sold 696 ALPS O'Shares US Small-Cap Quality Dividend ETF shares in Q1 2026, an estimated $31.6K.
ALPS O'Shares US Small-Cap Quality Dividend ETF made up 0.02% of Sigma Planning Corp's portfolio in Q1 2026, its #627 holding.
Sigma Planning Corp first reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF in Q1 2023 and has held it in 13 quarters since.
Sigma Planning Corp's ALPS O'Shares US Small-Cap Quality Dividend ETF position peaked at $1.04M in Q4 2024.
125 funds tracked by Wall St. Rank held ALPS O'Shares US Small-Cap Quality Dividend ETF as of Q1 2026.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.