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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTGC icon
526
Hercules Capital
HTGC
$2.95B
$899K 0.03%
46,811
-792
-2% -$16K
INTC icon
527
Intel
INTC
$462B
$889K 0.03%
39,139
-8,274
-17% -$181K
CARR icon
528
Carrier Global
CARR
$57.6B
$888K 0.03%
13,999
+1,076
+8% +$71.5K
CFR icon
529
Cullen/Frost Bankers
CFR
$10.3B
$886K 0.03%
7,077
+50
+0.7% +$6.72K
VTEB icon
530
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$886K 0.03%
17,853
+1,732
+11% +$86.7K
AGI icon
531
Alamos Gold
AGI
$12.5B
$885K 0.03%
+33,084
New +$746K
VTWV icon
532
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
$884K 0.03%
6,645
+17
+0.3% +$2.42K
DBEF icon
533
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.18B
$884K 0.03%
20,415
-432
-2% -$18.8K
AOM icon
534
iShares Core Moderate Allocation ETF
AOM
$1.75B
$883K 0.03%
20,124
-2,466
-11% -$109K
ANET icon
535
Arista Networks
ANET
$215B
$874K 0.03%
11,281
-18,973
-63% -$1.92M
IR icon
536
Ingersoll Rand
IR
$33.1B
$870K 0.03%
10,876
-162
-1% -$14.1K
ALL icon
537
Allstate
ALL
$67.3B
$865K 0.03%
4,176
+45
+1% +$8.76K
NUE icon
538
Nucor
NUE
$56.4B
$861K 0.03%
7,154
+33
+0.5% +$4.25K
PFF icon
539
iShares Preferred and Income Securities ETF
PFF
$13.2B
$857K 0.03%
27,900
-2,901
-9% -$91.5K
LNG icon
540
Cheniere Energy
LNG
$53.6B
$857K 0.03%
3,705
+256
+7% +$57.6K
SCHM icon
541
Schwab US Mid-Cap ETF
SCHM
$14.6B
$852K 0.03%
32,537
+302
+0.9% +$8.41K
TFC icon
542
Truist Financial
TFC
$63.7B
$849K 0.03%
20,629
+5
+0% +$223
EMR icon
543
Emerson Electric
EMR
$83.6B
$844K 0.03%
7,694
+156
+2% +$18.8K
MLPA icon
544
Global X MLP ETF
MLPA
$2.25B
$836K 0.03%
15,704
-94
-0.6% -$4.94K
IAT icon
545
iShares US Regional Banks ETF
IAT
$673M
$829K 0.03%
17,772
-833
-4% -$41.8K
FLRG icon
546
Fidelity US Multifactor ETF
FLRG
$288M
$827K 0.03%
24,951
-983
-4% -$33.8K
AMP icon
547
Ameriprise Financial
AMP
$47.6B
$826K 0.03%
1,707
+1,255
+278% +$658K
SGOL icon
548
abrdn Physical Gold Shares ETF
SGOL
$6.97B
$823K 0.03%
27,601
+5,476
+25% +$150K
CWB icon
549
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$822K 0.03%
10,733
-165
-2% -$13K
SPGI icon
550
S&P Global
SPGI
$130B
$821K 0.03%
1,616
+188
+13% +$96.1K
20 21
22
23 24

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.