We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.73B
Cap. Flow %
54.4%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.61%
2 Technology 12.93%
3 Healthcare 4.37%
4 Consumer Discretionary 4.33%
5 Financials 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPB icon
526
Campbell Soup
CPB
$6.32B
$940K 0.03%
21,153
+14,790
+232% +$640K
VTR icon
527
Ventas
VTR
$45B
$938K 0.03%
21,532
+11,446
+113% +$520K
MDLZ icon
528
Mondelez International
MDLZ
$79.2B
$933K 0.03%
13,327
+5,875
+79% +$429K
VXF icon
529
Vanguard Extended Market ETF
VXF
$30.7B
$933K 0.03%
5,322
+3,238
+155% +$538K
CL icon
530
Colgate-Palmolive
CL
$69.9B
$932K 0.03%
10,354
+4,584
+79% +$388K
BUFD icon
531
FT Vest Fund of Deep Buffer ETFs
BUFD
$2.06B
$932K 0.03%
39,504
+28,861
+271% +$668K
XEL icon
532
Xcel Energy
XEL
$46B
$928K 0.03%
17,273
+4,399
+34% +$251K
SLB icon
533
SLB Ltd
SLB
$77.3B
$920K 0.03%
16,786
+7,789
+87% +$393K
VTWV icon
534
Vanguard Russell 2000 Value ETF
VTWV
$1.35B
$913K 0.03%
+6,529
New +$869K
PYPL icon
535
PayPal
PYPL
$45.3B
$907K 0.03%
13,544
+5,959
+79% +$366K
PHK
536
PIMCO High Income Fund
PHK
$820M
$904K 0.03%
183,051
+82,910
+83% +$408K
IBHE
537
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
$899K 0.03%
+38,471
New +$894K
NICE icon
538
Nice
NICE
$6.17B
$891K 0.03%
3,419
+620
+22% +$141K
VPU
539
Vanguard Utilities ETF
VPU
$8.06B
$891K 0.03%
6,247
+3,997
+178% +$540K
OUSM icon
540
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$813M
$885K 0.03%
20,789
+10,868
+110% +$435K
UFEB icon
541
Innovator US Equity Ultra Buffer ETF February
UFEB
$229M
$882K 0.03%
+28,638
New +$862K
DYNF icon
542
BlackRock US Equity Factor Rotation ETF
DYNF
$41.5B
$873K 0.03%
+19,661
New +$825K
CGSD icon
543
Capital Group Short Duration Income ETF
CGSD
$2.57B
$872K 0.03%
+34,348
New +$875K
LNC icon
544
Lincoln National
LNC
$8.1B
$871K 0.03%
27,286
+11,583
+74% +$320K
PTLC icon
545
Pacer Trendpilot US Large Cap ETF
PTLC
$3.32B
$865K 0.03%
18,131
-39,409
-68% -$1.79M
XMMO icon
546
Invesco S&P MidCap Momentum ETF
XMMO
$7.05B
$861K 0.03%
+7,493
New +$759K
DD icon
547
DuPont de Nemours
DD
$17.3B
$858K 0.03%
8,919
+4,227
+90% +$376K
DFEB icon
548
FT Vest US Equity Deep Buffer ETF February
DFEB
$447M
$851K 0.03%
21,763
+14,129
+185% +$540K
HIMS icon
549
Hims & Hers Health
HIMS
$6.51B
$850K 0.03%
+54,964
New +$620K
IDXX icon
550
Idexx Laboratories
IDXX
$39.9B
$850K 0.03%
1,574
+444
+39% +$243K
20 21
22
23 24

Similar funds

PFM
Potomac Fund Management Miami, Florida $3.97B AUM 18.34% 1-Year Est. Return
NMERB
New Mexico Educational Retirement Board Santa Fe, New Mexico $3.98B AUM 43.29% 1-Year Est. Return
CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
SCTC
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.73B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.