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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.74B
Cap. Flow %
54.58%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Technology 12.93%
2 Healthcare 4.36%
3 Consumer Discretionary 4.33%
4 Financials 3.96%
5 Industrials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEG icon
501
Constellation Energy
CEG
$92.8B
$1.03M 0.03%
5,567
-12,722
-70% -$1.81M
SFL icon
502
SFL Corp
SFL
$1.61B
$1.02M 0.03%
77,678
+18,907
+32% +$238K
IR icon
503
Ingersoll Rand
IR
$33.9B
$1.02M 0.03%
10,763
+7,107
+194% +$608K
BNOV icon
504
Innovator US Equity Buffer ETF November
BNOV
$209M
$1.01M 0.03%
27,587
+15,851
+135% +$566K
DFAS icon
505
Dimensional US Small Cap ETF
DFAS
$15.5B
$1,000K 0.03%
+16,040
New +$949K
DTM icon
506
DT Midstream
DTM
$14.1B
$997K 0.03%
+16,311
New +$908K
DSI icon
507
iShares MSCI KLD 400 Social ETF
DSI
$5.17B
$994K 0.03%
9,858
+2,861
+41% +$274K
PRU icon
508
Prudential Financial
PRU
$43B
$993K 0.03%
8,462
+4,976
+143% +$536K
C icon
509
Citigroup
C
$222B
$990K 0.03%
15,650
+8,119
+108% +$452K
OUNZ icon
510
VanEck Merk Gold Trust
OUNZ
$2.49B
$989K 0.03%
46,049
+28,418
+161% +$569K
SCHF icon
511
Schwab International Equity ETF
SCHF
$65.5B
$978K 0.03%
50,108
+32,400
+183% +$606K
ACN icon
512
Accenture
ACN
$101B
$977K 0.03%
2,818
+1,613
+134% +$588K
FGD icon
513
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$977K 0.03%
42,889
+16,553
+63% +$367K
SHW icon
514
Sherwin-Williams
SHW
$87.4B
$973K 0.03%
2,800
+1,477
+112% +$471K
TMUS icon
515
T-Mobile US
TMUS
$196B
$968K 0.03%
5,927
+4,570
+337% +$744K
SCHP icon
516
Schwab US TIPS ETF
SCHP
$16.4B
$964K 0.03%
36,976
+22,406
+154% +$581K
CLH icon
517
Clean Harbors
CLH
$16B
$963K 0.03%
4,781
+3,045
+175% +$547K
FNCL icon
518
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$962K 0.03%
16,194
+7,914
+96% +$441K
SPEM icon
519
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$959K 0.03%
26,505
+12,942
+95% +$455K
AFL icon
520
Aflac
AFL
$65.9B
$959K 0.03%
11,171
+7,189
+181% +$589K
PTNQ icon
521
Pacer Trendpilot 100 ETF
PTNQ
$1.18B
$958K 0.03%
13,942
+7,991
+134% +$537K
AOR icon
522
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.65B
$950K 0.03%
17,068
+9,471
+125% +$511K
XLRE icon
523
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.73B
$950K 0.03%
24,023
+14,071
+141% +$547K
MRO
524
DELISTED
Marathon Oil Corporation
MRO
$949K 0.03%
33,487
+11,000
+49% +$265K
BSCU icon
525
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.65B
$947K 0.03%
57,765
+34,670
+150% +$569K
19 20
21
22 23

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SCM
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BPS
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VPC
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ACM
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WWA
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GCM
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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.74B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.