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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTQI icon
476
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$940M
$1.21M 0.03%
58,097
+32,637
+128% +$679K
OKE icon
477
Oneok
OKE
$54.5B
$1.2M 0.03%
16,313
+1,370
+9% +$97.1K
FAST icon
478
Fastenal
FAST
$59.5B
$1.19M 0.03%
29,708
-3,153
-10% -$133K
BSX icon
479
Boston Scientific
BSX
$71.5B
$1.19M 0.03%
12,487
-4,902
-28% -$481K
SPYV icon
480
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$1.19M 0.03%
20,954
-257
-1% -$14.4K
GRNY
481
FundStrat Granny Shots US Large Cap ETF
GRNY
$4.41B
$1.19M 0.03%
+47,951
New +$1.2M
USTB icon
482
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.4B
$1.18M 0.03%
23,130
+895
+4% +$45.6K
GM icon
483
General Motors
GM
$76.8B
$1.17M 0.03%
14,384
+780
+6% +$55K
PATH icon
484
UiPath
PATH
$7.8B
$1.16M 0.03%
+70,717
New +$1.1M
ITW icon
485
Illinois Tool Works
ITW
$84.5B
$1.16M 0.03%
4,696
-56
-1% -$14K
MSTR icon
486
Strategy Inc
MSTR
$38.4B
$1.16M 0.03%
7,419
-64
-0.9% -$14.7K
JPIE icon
487
JPMorgan Income ETF
JPIE
$10.3B
$1.15M 0.03%
24,862
-9,080
-27% -$421K
EPD icon
488
Enterprise Products Partners
EPD
$81.7B
$1.14M 0.03%
35,645
+1,825
+5% +$57.7K
BAPR icon
489
Innovator US Equity Buffer ETF April
BAPR
$411M
$1.14M 0.03%
23,687
-45
-0.2% -$2.13K
CB icon
490
Chubb
CB
$135B
$1.13M 0.03%
3,623
-111
-3% -$32.5K
CIFR icon
491
Cipher Digital
CIFR
$7.13B
$1.13M 0.03%
76,592
-2,368
-3% -$41.8K
QCJA
492
FT Vest Nasdaq-100 Conservative Buffer ETF - January
QCJA
$82.5M
$1.13M 0.03%
51,154
-1,451
-3% -$31.5K
SGOL icon
493
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$1.13M 0.03%
27,559
+27
+0.1% +$1.07K
MBB icon
494
iShares MBS ETF
MBB
$39.1B
$1.12M 0.03%
11,806
-48
-0.4% -$4.58K
IBDR icon
495
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.38B
$1.12M 0.03%
+46,324
New +$1.12M
HTGC icon
496
Hercules Capital
HTGC
$3.23B
$1.12M 0.03%
59,352
+6,937
+13% +$125K
BBHY icon
497
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$618M
$1.11M 0.03%
23,910
+1,538
+7% +$71.6K
ROP icon
498
Roper Technologies
ROP
$39.8B
$1.11M 0.03%
2,482
+459
+23% +$213K
FSIG icon
499
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.52B
$1.11M 0.03%
57,606
-13,812
-19% -$265K
SHLD icon
500
Global X Defense Tech ETF
SHLD
$7.62B
$1.1M 0.03%
16,946
+1,120
+7% +$73.7K
18 19
20
21 22

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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.