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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APAM icon
476
Artisan Partners
APAM
$2.86B
$1.19M 0.03%
25,035
+6,118
+32% +$294K
BF.B icon
477
Brown-Forman Class B
BF.B
$12.6B
$1.19M 0.03%
16,379
-5,532
-25% -$394K
XEL icon
478
Xcel Energy
XEL
$50.4B
$1.19M 0.03%
17,606
+452
+3% +$29.5K
BSJP
479
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$1.19M 0.03%
48,390
+2,903
+6% +$71.1K
HUN icon
480
Huntsman Corp
HUN
$2.06B
$1.18M 0.03%
33,796
+288
+0.9% +$9.4K
NOC icon
481
Northrop Grumman
NOC
$77.8B
$1.17M 0.03%
3,030
+7
+0.2% +$2.61K
EXC icon
482
Exelon
EXC
$48.2B
$1.17M 0.03%
28,413
-213
-0.7% -$8.02K
ITB icon
483
iShares US Home Construction ETF
ITB
$2.35B
$1.17M 0.03%
14,104
+9,413
+201% +$709K
JETS icon
484
US Global Jets ETF
JETS
$768M
$1.17M 0.03%
55,377
+1,152
+2% +$25.7K
TASK icon
485
TaskUs
TASK
$531M
$1.17M 0.03%
+21,600
New +$1.18M
FYC icon
486
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
$1.17M 0.03%
15,620
-6,640
-30% -$498K
NTAP icon
487
NetApp
NTAP
$33.3B
$1.16M 0.03%
12,600
-1,952
-13% -$176K
HYD icon
488
VanEck High Yield Muni ETF
HYD
$4.45B
$1.16M 0.03%
18,542
+760
+4% +$47.3K
DBEM icon
489
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$106M
$1.16M 0.03%
43,664
-674
-2% -$18.3K
FCX icon
490
Freeport-McMoran
FCX
$90.2B
$1.15M 0.03%
27,636
-1,467
-5% -$55.7K
AGNT
491
AGNT Inc
AGNT
$690M
$1.15M 0.03%
34,190
-1,274
-4% -$52.5K
IAGG icon
492
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$1.15M 0.03%
21,082
-170
-0.8% -$9.36K
DSI icon
493
iShares MSCI KLD 400 Social ETF
DSI
$5.15B
$1.15M 0.03%
12,367
+126
+1% +$11.4K
AGZ icon
494
iShares Agency Bond ETF
AGZ
$559M
$1.15M 0.03%
9,787
+1,349
+16% +$159K
BIDU icon
495
Baidu
BIDU
$35.8B
$1.14M 0.03%
7,682
-1,487
-16% -$232K
SPY icon
496
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$1.14M 0.03%
2,400
-1,200
-33% -$551K
AZO icon
497
AutoZone
AZO
$50.2B
$1.14M 0.03%
543
-46
-8% -$85.6K
AAP icon
498
Advance Auto Parts
AAP
$3.48B
$1.14M 0.03%
4,735
-301
-6% -$68.8K
PLD icon
499
Prologis
PLD
$137B
$1.13M 0.03%
6,720
+430
+7% +$64.2K
FNDX icon
500
Schwab Fundamental US Large Company Index ETF
FNDX
$26.6B
$1.13M 0.03%
+57,798
New +$1.1M
18 19
20
21 22

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WB
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SCM
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BPS
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VPC
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WWA
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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.