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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$43.6M
Cap. Flow %
-6.91%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Healthcare 6.11%
2 Technology 5.58%
3 Consumer Staples 5.25%
4 Financials 4.57%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVU
476
DELISTED
SUPERVALU Inc.
SVU
$258K 0.04%
5,136
+2,257
+78% +$130K
RH icon
477
RH
RH
$3.3B
$256K 0.04%
2,748
-335
-11% -$33K
CSX icon
478
CSX Corp
CSX
$98.6B
$255K 0.04%
28,482
-4,143
-13% -$40.7K
IHE icon
479
iShares US Pharmaceuticals ETF
IHE
$1.47B
$255K 0.04%
5,163
-19,419
-79% -$1.11M
RPV icon
480
Invesco S&P 500 Pure Value ETF
RPV
$1.61B
$255K 0.04%
5,326
-12,693
-70% -$650K
CYBR
481
DELISTED
CyberArk
CYBR
$254K 0.04%
5,060
-24,450
-83% -$1.34M
ERY icon
482
Direxion Daily Energy Bear 2X ETF
ERY
$37.5M
$254K 0.04%
+155
New +$214K
IGE icon
483
iShares North American Natural Resources ETF
IGE
$747M
$253K 0.04%
8,723
-4,234
-33% -$136K
GGM
484
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$252K 0.04%
12,655
+817
+7% +$17.6K
LDP icon
485
Cohen & Steers Duration Preferred & Income Fund
LDP
$599M
$251K 0.04%
11,350
+1,500
+15% +$34.8K
SDYL
486
DELISTED
ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN
SDYL
$251K 0.04%
5,500
-738
-12% -$36.9K
BUD icon
487
AB InBev
BUD
$158B
$250K 0.04%
2,347
+200
+9% +$23.2K
GBAB
488
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$248K 0.04%
11,589
+259
+2% +$5.52K
GD icon
489
General Dynamics
GD
$105B
$248K 0.04%
1,799
-214
-11% -$31K
RS icon
490
Reliance Steel & Aluminium
RS
$20.8B
$248K 0.04%
4,583
-360
-7% -$21.1K
ARI
491
Apollo Commercial Real Estate
ARI
$887M
$247K 0.04%
+15,695
New +$261K
FUN icon
492
Cedar Fair
FUN
$1.78B
$247K 0.04%
+4,692
New +$255K
PB icon
493
Prosperity Bancshares
PB
$8.77B
$247K 0.04%
5,023
+23
+0.5% +$1.21K
CQP icon
494
Cheniere Energy
CQP
$31.8B
$246K 0.04%
+9,323
New +$273K
BIZD icon
495
VanEck BDC Income ETF
BIZD
$1.58B
$245K 0.04%
15,566
+835
+6% +$14.2K
RSG icon
496
Republic Services
RSG
$66.7B
$245K 0.04%
+5,949
New +$245K
TGP
497
DELISTED
Teekay LNG Partners L.P.
TGP
$245K 0.04%
+10,256
New +$280K
BPL
498
DELISTED
Buckeye Partners, L.P.
BPL
$245K 0.04%
+4,135
New +$287K
VGK icon
499
Vanguard FTSE Europe ETF
VGK
$30B
$244K 0.04%
4,959
-675
-12% -$35.8K
ADP icon
500
Automatic Data Processing
ADP
$100B
$243K 0.04%
3,018
+31
+1% +$2.48K
18 19
20
21 22

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.