Sigma Planning Corp’s Cohen & Steers Duration Preferred & Income Fund LDP Stock Holding History

Sigma Planning Corp’s Portfolio LDP Stock Details LDP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-7,855	Closed	-$201K	–	981
2018 Q2	$201K	Sell	7,855 -275	-3%	-$7.01K	0.01%	826
2018 Q1	$207K	Sell	8,130 -850	-9%	-$21.7K	0.02%	765
2017 Q4	$234K	Buy	8,980 +1,025	+13%	+$27.1K	0.02%	709
2017 Q3	$213K	Buy	+7,955	New	+$212K	0.02%	746
2016 Q4	–	Sell	-17,675	Closed	-$444K	–	784
2016 Q3	$444K	Buy	17,675 +4,850	+38%	+$122K	0.05%	373
2016 Q2	$312K	Buy	12,825 +1,475	+13%	+$34.8K	0.04%	467
2016 Q1	$261K	Hold	11,350	–	–	0.04%	501
2015 Q4	$256K	Hold	11,350	–	–	0.04%	511
2015 Q3	$251K	Buy	11,350 +1,500	+15%	+$34.8K	0.04%	485
2015 Q2	$227K	Buy	+9,850	New	+$235K	0.03%	588

Other funds holding LDP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BWP

Baldwin Wealth Partners Marion, Massachusetts $1.53B AUM 28.5% 1-Year Est. Return

CPIG

Chicago Partners Investment Group Chicago, Illinois $4.48B AUM 19.29% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

KFBMI

Kentucky Farm Bureau Mutual Insurance Louisville, Kentucky $329M AUM 25.23% 1-Year Est. Return

Sigma Planning Corp's LDP Position: Q3 2018 in Review

Sigma Planning Corp sold out of Cohen & Steers Duration Preferred & Income Fund (LDP) in Q3 2018, closing a stake of 7,855 shares — an estimated $201K sold.

Sigma Planning Corp first reported a position in LDP in Q2 2015 and held it in 10 quarters. The position peaked at $444K in Q3 2016. 55 funds tracked by Wall St. Rank hold LDP as of Q3 2018.

Sigma Planning Corp reported no remaining Cohen & Steers Duration Preferred & Income Fund position as of Q3 2018 after selling out during the quarter.
Sigma Planning Corp sold 7,855 Cohen & Steers Duration Preferred & Income Fund shares in Q3 2018, an estimated $201K.
Sigma Planning Corp first reported a position in Cohen & Steers Duration Preferred & Income Fund in Q2 2015 and held it in 10 quarters.
Sigma Planning Corp's Cohen & Steers Duration Preferred & Income Fund position peaked at $444K in Q3 2016.
55 funds tracked by Wall St. Rank held Cohen & Steers Duration Preferred & Income Fund as of Q3 2018.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.