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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
Cap. Flow
-$352M
Cap. Flow %
-12.63%
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179

Top Buys

Rank Stock Value
1
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$23.6M
2
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.13M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.56M
4
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.92M
5
LGOV icon
First Trust Long Duration Opportunities ETF
LGOV
+$3.11M

Top Sells

Rank Stock Value
1
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$13M
2
AAPL icon
Apple
AAPL
+$12M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$11.8M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$11.5M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 11.77%
2 Consumer Discretionary 4.93%
3 Healthcare 4.39%
4 Financials 4.02%
5 Industrials 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
26
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$15.5M 0.56%
260,675
-3,426
-1% -$204K
MOAT icon
27
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$15.3M 0.55%
191,492
+81,440
+74% +$6.13M
ITOT icon
28
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$15.1M 0.54%
154,421
-12,834
-8% -$1.19M
JNJ icon
29
Johnson & Johnson
JNJ
$634B
$14.9M 0.53%
89,944
-15,836
-15% -$2.56M
IGSB icon
30
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$14.5M 0.52%
288,390
+21,092
+8% +$1.06M
USMV icon
31
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$14.4M 0.52%
194,300
-103,892
-35% -$7.59M
MUB icon
32
iShares National Muni Bond ETF
MUB
$45.1B
$13.4M 0.48%
125,351
+3,725
+3% +$398K
JEPI icon
33
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$12.7M 0.46%
230,124
-211,043
-48% -$11.5M
FIXD icon
34
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$12.7M 0.46%
287,564
+12,519
+5% +$561K
ABBV icon
35
AbbVie
ABBV
$458B
$12.5M 0.45%
92,572
-10,125
-10% -$1.48M
JPM icon
36
JPMorgan Chase
JPM
$939B
$12.5M 0.45%
85,688
-17,337
-17% -$2.38M
XLE icon
37
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$11.9M 0.43%
294,170
-46,570
-14% -$1.9M
LMBS icon
38
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$11.9M 0.43%
249,000
+4,334
+2% +$208K
PG icon
39
Procter & Gamble
PG
$343B
$11.7M 0.42%
77,293
-6,612
-8% -$997K
FTCS icon
40
First Trust Capital Strength ETF
FTCS
$7.88B
$11.7M 0.42%
155,555
-43,684
-22% -$3.2M
XOM icon
41
ExxonMobil
XOM
$651B
$11.6M 0.42%
107,896
-12,971
-11% -$1.42M
HD icon
42
Home Depot
HD
$332B
$11.2M 0.4%
35,978
-4,576
-11% -$1.35M
XLV icon
43
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$10.9M 0.39%
82,478
+8,851
+12% +$1.17M
LLY icon
44
Eli Lilly
LLY
$1.07T
$10.8M 0.39%
22,995
-1,007
-4% -$422K
FHLC icon
45
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$10.6M 0.38%
168,432
-7,672
-4% -$481K
XLK icon
46
State Street Technology Select Sector SPDR ETF
XLK
$115B
$10.6M 0.38%
121,556
+1,514
+1% +$119K
VTV icon
47
Vanguard Value ETF
VTV
$189B
$10.3M 0.37%
72,228
-3,384
-4% -$470K
VZ icon
48
Verizon
VZ
$194B
$10.1M 0.36%
272,540
-24,382
-8% -$902K
IUSV icon
49
iShares Core S&P US Value ETF
IUSV
$27.2B
$9.69M 0.35%
123,783
-365
-0.3% -$27.3K
FDL icon
50
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$9.29M 0.33%
273,087
-376,085
-58% -$13M
1
2
3 4 5

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Sigma Planning Corp's Q2 2023 Portfolio in Review

As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.

  • Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
  • Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
  • Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
  • Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
  • Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.

Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.