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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
(+7.9%)
Cap. Flow
+$39.7M
Cap. Flow
% of AUM
1.11%
Top 10 Holdings %
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$13.3M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$9.52M |
| 3 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$9.26M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$8.8M |
| 5 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$8.22M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Crocs
CROX
|
+$7.08M |
| 2 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.67M |
| 3 |
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
|
+$6.59M |
| 4 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$5.87M |
| 5 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$5.77M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.36% |
| 2 | Consumer Discretionary | 5.65% |
| 3 | Healthcare | 4.55% |
| 4 | Financials | 4.46% |
| 5 | Communication Services | 3.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
SPDR Gold Trust
GLD
$131B
| $20.5M | 0.57% |
120,159
-5,723
| -5% | -$961K |
|
27
JPMorgan Chase
JPM
$939B
| $20.3M | 0.57% |
128,436
+2,907
| +2% | +$477K |
|
28
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
| $20M | 0.56% |
123,180
-27,834
| -18% | -$4.4M |
|
29
Meta Platforms (Facebook)
META
$1.51T
| $20M | 0.56% |
59,542
+1,307
| +2% | +$434K |
|
30
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $19.8M | 0.55% |
228,148
+2,236
| +1% | +$184K |
|
31
iShares Core MSCI EAFE ETF
IEFA
$186B
| $19.7M | 0.55% |
264,215
+13,739
| +5% | +$1.03M |
|
32
Johnson & Johnson
JNJ
$634B
| $19.1M | 0.53% |
111,364
+4,362
| +4% | +$714K |
|
33
Tesla
TSLA
$1.24T
| $18.4M | 0.51% |
52,131
-3,633
| -7% | -$1.22M |
|
|
34
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
| $17.8M | 0.5% |
357,008
+184,155
| +107% | +$9.26M |
|
35
AbbVie
ABBV
$458B
| $17.5M | 0.49% |
129,024
+4,851
| +4% | +$573K |
|
36
Walt Disney
DIS
$165B
| $16.6M | 0.46% |
107,285
-6,041
| -5% | -$976K |
|
37
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $16.2M | 0.45% |
269,808
+21,053
| +8% | +$1.3M |
|
38
Pfizer
PFE
$140B
| $15.1M | 0.42% |
255,196
-3,991
| -2% | -$198K |
|
39
iShares National Muni Bond ETF
MUB
$45.1B
| $14.4M | 0.4% |
123,774
+5,005
| +4% | +$581K |
|
40
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
| $14.2M | 0.4% |
266,708
-30,405
| -10% | -$1.62M |
|
41
Procter & Gamble
PG
$343B
| $14.1M | 0.39% |
86,431
+8,977
| +12% | +$1.33M |
|
42
Visa
V
$677B
| $14M | 0.39% |
64,786
-346
| -0.5% | -$74.3K |
|
43
Boeing
BA
$165B
| $13.6M | 0.38% |
67,319
-1,462
| -2% | -$309K |
|
44
UnitedHealth
UNH
$382B
| $13.5M | 0.38% |
26,824
+1,020
| +4% | +$462K |
|
45
Schwab US Dividend Equity ETF
SCHD
$102B
| $13.4M | 0.37% |
498,120
+69,927
| +16% | +$1.82M |
|
|
46
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $13.3M | 0.37% |
223,217
+159,070
| +248% | +$9.52M |
|
47
JPMorgan US Value Factor ETF
JVAL
$820M
| $13.2M | 0.37% |
343,645
+37,422
| +12% | +$1.4M |
|
48
NextEra Energy
NEE
$187B
| $13.1M | 0.37% |
140,833
+17,985
| +15% | +$1.55M |
|
49
Verizon
VZ
$194B
| $12.9M | 0.36% |
248,676
+494
| +0.2% | +$25.8K |
|
50
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
| $12.8M | 0.36% |
186,327
+18,925
| +11% | +$1.24M |
|
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Sigma Planning Corp's Q4 2021 Portfolio in Review
As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
- Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
- Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
- Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
- Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.
Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.