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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Healthcare 6.21%
3 Energy 5.64%
4 Industrials 4.87%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
ICLR icon
451
Icon
ICLR
$12.8B
$376K 0.05%
5,325
+355
+7% +$22K
RAI
452
DELISTED
Reynolds American Inc
RAI
$376K 0.05%
10,914
-504
-4% -$17.7K
XTN icon
453
State Street SPDR S&P Transportation ETF
XTN
$403M
$375K 0.05%
+7,048
New +$373K
HOG icon
454
Harley-Davidson
HOG
$2.68B
$373K 0.05%
6,148
-39
-0.6% -$2.45K
INTU icon
455
Intuit
INTU
$81.1B
$373K 0.05%
3,850
-280
-7% -$26K
NEA icon
456
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$373K 0.05%
26,940
+4,359
+19% +$60.7K
DWAS icon
457
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$371K 0.05%
+8,915
New +$354K
SPYV icon
458
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$371K 0.05%
14,784
-1,056
-7% -$26.6K
IVZ icon
459
Invesco
IVZ
$13.3B
$368K 0.05%
+9,281
New +$362K
DES icon
460
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$365K 0.05%
15,204
-468
-3% -$11K
ISCV icon
461
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$365K 0.05%
8,340
+2,520
+43% +$108K
VCLT icon
462
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$361K 0.05%
+3,841
New +$362K
CYS
463
DELISTED
CYS Investments Inc.
CYS
$361K 0.05%
40,562
-2,806
-6% -$24.9K
MZF
464
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$360K 0.05%
26,501
+49
+0.2% +$670
IRY
465
DELISTED
SPDR S&P International Health Care Sector
IRY
$360K 0.05%
6,957
-189
-3% -$9.42K
TQQQ icon
466
ProShares UltraPro QQQ
TQQQ
$31.1B
$359K 0.05%
167,136
+26,784
+19% +$56.7K
FFC
467
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$358K 0.05%
17,603
+2,496
+17% +$51.1K
ITW icon
468
Illinois Tool Works
ITW
$81.4B
$358K 0.05%
3,682
+280
+8% +$27K
SYT
469
DELISTED
Syngenta Ag
SYT
$358K 0.05%
+5,285
New +$356K
FXI icon
470
iShares China Large-Cap ETF
FXI
$4.31B
$355K 0.05%
+7,991
New +$340K
TILT icon
471
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.17B
$355K 0.05%
4,008
-1,014
-20% -$88.5K
PWB icon
472
Invesco Large Cap Growth ETF
PWB
$2.29B
$354K 0.05%
11,550
TBT icon
473
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$293M
$354K 0.05%
8,463
-840
-9% -$35.8K
EVO
474
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$353K 0.05%
25,406
+12,560
+98% +$177K
LNC icon
475
Lincoln National
LNC
$7.91B
$352K 0.05%
6,121
+78
+1% +$4.36K

Similar funds

Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.