Sigma Planning Corp’s ProShares Trust UltraShort Lehman 20+ Year Treasury TBT Stock Holding History

Sigma Planning Corp’s Portfolio TBT Stock Details TBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-4,741	Closed	-$206K	–	739
2015 Q3	$206K	Sell	4,741 -1,601	-25%	-$73.3K	0.03%	563
2015 Q2	$316K	Sell	6,342 -2,121	-25%	-$99.3K	0.04%	470
2015 Q1	$354K	Sell	8,463 -840	-9%	-$35.8K	0.05%	473
2014 Q4	$432K	Buy	+9,303	New	+$474K	0.06%	368

Other funds holding TBT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

IWC

Integrated Wealth Counsel Carmel, California $46.5M AUM 7.34% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

TAM

Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Sigma Planning Corp's TBT Position: Q4 2015 in Review

Sigma Planning Corp sold out of ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) in Q4 2015, closing a stake of 4,741 shares — an estimated $206K sold.

Sigma Planning Corp first reported a position in TBT in Q4 2014 and held it in 4 quarters. The position peaked at $432K in Q4 2014. 137 funds tracked by Wall St. Rank hold TBT as of Q4 2015.

Sigma Planning Corp reported no remaining ProShares Trust UltraShort Lehman 20+ Year Treasury position as of Q4 2015 after selling out during the quarter.
Sigma Planning Corp sold 4,741 ProShares Trust UltraShort Lehman 20+ Year Treasury shares in Q4 2015, an estimated $206K.
Sigma Planning Corp first reported a position in ProShares Trust UltraShort Lehman 20+ Year Treasury in Q4 2014 and held it in 4 quarters.
Sigma Planning Corp's ProShares Trust UltraShort Lehman 20+ Year Treasury position peaked at $432K in Q4 2014.
137 funds tracked by Wall St. Rank held ProShares Trust UltraShort Lehman 20+ Year Treasury as of Q4 2015.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.