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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGM icon
376
MGM Resorts International
MGM
$11.7B
$1.63M 0.05%
36,319
+7,490
+26% +$336K
HYT icon
377
BlackRock Corporate High Yield Fund
HYT
$1.36B
$1.63M 0.05%
131,970
+5,503
+4% +$66.9K
VTEB icon
378
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$1.63M 0.05%
29,587
+365
+1% +$20K
XLSR icon
379
State Street US Sector Rotation ETF
XLSR
$996M
$1.61M 0.04%
34,312
+5,486
+19% +$256K
MEAR icon
380
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$1.6M 0.04%
32,015
+4,853
+18% +$243K
PTNQ icon
381
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$1.59M 0.04%
26,962
-41
-0.2% -$2.38K
IEF icon
382
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$1.59M 0.04%
13,790
-378
-3% -$43.5K
PVH icon
383
PVH
PVH
$3.71B
$1.58M 0.04%
14,842
-156
-1% -$17.1K
VXUS icon
384
Vanguard Total International Stock ETF
VXUS
$153B
$1.58M 0.04%
24,909
-2,682
-10% -$172K
CEQP
385
DELISTED
Crestwood Equity Partners LP
CEQP
$1.56M 0.04%
56,740
-1,953
-3% -$54.4K
IWD icon
386
iShares Russell 1000 Value ETF
IWD
$82B
$1.56M 0.04%
9,290
+237
+3% +$38.8K
DFEB icon
387
FT Vest US Equity Deep Buffer ETF February
DFEB
$458M
$1.55M 0.04%
44,117
-3,560
-7% -$124K
VOT icon
388
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.55M 0.04%
6,099
+146
+2% +$36.8K
EMR icon
389
Emerson Electric
EMR
$82.9B
$1.55M 0.04%
16,659
+705
+4% +$66.4K
FEX icon
390
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$1.55M 0.04%
16,763
-73,975
-82% -$6.67M
MDLZ icon
391
Mondelez International
MDLZ
$77.7B
$1.55M 0.04%
23,340
+101
+0.4% +$6.23K
IYF icon
392
iShares US Financials ETF
IYF
$4.39B
$1.53M 0.04%
17,641
-1,009
-5% -$87.9K
SGOL icon
393
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$1.52M 0.04%
86,322
+2,248
+3% +$38.8K
CWB icon
394
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$1.51M 0.04%
18,257
+149
+0.8% +$12.8K
ALL icon
395
Allstate
ALL
$66.9B
$1.51M 0.04%
12,833
+145
+1% +$17.2K
SWKS icon
396
Skyworks Solutions
SWKS
$9.06B
$1.51M 0.04%
9,730
-3,824
-28% -$612K
GE icon
397
GE Aerospace
GE
$367B
$1.51M 0.04%
25,629
-2,455
-9% -$154K
LIT icon
398
Global X Lithium & Battery Tech ETF
LIT
$1.49B
$1.5M 0.04%
17,720
+3,584
+25% +$318K
FNY icon
399
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$1.49M 0.04%
20,022
-1,640
-8% -$122K
IXG icon
400
iShares Global Financials ETF
IXG
$655M
$1.48M 0.04%
18,535
-921
-5% -$74.6K
14 15
16
17 18

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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.