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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QDEF icon
376
Northern Trust Quality Dividend Defensive ETF
QDEF
$554M
$1.51M 0.05%
29,541
+2,722
+10% +$134K
VV icon
377
Vanguard Morningstar Large-Cap ETF
VV
$54B
$1.5M 0.05%
8,102
+3,976
+96% +$721K
AGNT
378
AGNT Inc
AGNT
$640M
$1.5M 0.05%
32,906
-3,814
-10% -$203K
EMR icon
379
Emerson Electric
EMR
$82.1B
$1.5M 0.05%
16,581
-1,449
-8% -$125K
BF.B icon
380
Brown-Forman Class B
BF.B
$12.1B
$1.49M 0.05%
21,666
-429
-2% -$31.4K
IQLT icon
381
iShares MSCI Intl Quality Factor ETF
IQLT
$13.9B
$1.49M 0.05%
40,853
+20,305
+99% +$736K
MAIN icon
382
Main Street Capital
MAIN
$5.39B
$1.49M 0.05%
38,003
+3,249
+9% +$114K
OLED icon
383
Universal Display
OLED
$3.55B
$1.49M 0.05%
6,283
+278
+5% +$64.2K
PTNQ icon
384
Pacer Trendpilot 100 ETF
PTNQ
$1.23B
$1.48M 0.05%
28,292
-4,269
-13% -$224K
GS icon
385
Goldman Sachs
GS
$278B
$1.48M 0.05%
4,515
+497
+12% +$155K
CEQP
386
DELISTED
Crestwood Equity Partners LP
CEQP
$1.47M 0.05%
52,537
-699
-1% -$15.7K
UCON icon
387
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$1.46M 0.05%
54,945
-11,725
-18% -$313K
HFRO
388
Highland Opportunities and Income Fund
HFRO
$391M
$1.45M 0.05%
130,936
+40,352
+45% +$424K
IOO icon
389
iShares Global 100 ETF
IOO
$9.08B
$1.45M 0.05%
21,943
+2,988
+16% +$194K
XEL icon
390
Xcel Energy
XEL
$45.9B
$1.44M 0.05%
21,700
+2,242
+12% +$142K
FNX icon
391
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.35B
$1.44M 0.05%
+15,358
New +$1.39M
XMLV icon
392
Invesco S&P MidCap Low Volatility ETF
XMLV
$725M
$1.44M 0.05%
27,449
-1,870
-6% -$94.1K
ZTR
393
Virtus Total Return Fund
ZTR
$316M
$1.44M 0.05%
156,001
+455
+0.3% +$4.06K
IUSB icon
394
iShares Core Universal USD Bond ETF
IUSB
$43.5B
$1.43M 0.05%
27,035
+22,557
+504% +$1.21M
CIBR icon
395
First Trust NASDAQ Cybersecurity ETF
CIBR
$16.5B
$1.43M 0.05%
34,084
+17,650
+107% +$772K
UBER icon
396
Uber
UBER
$144B
$1.42M 0.05%
26,049
-975
-4% -$54.4K
MDLZ icon
397
Mondelez International
MDLZ
$79.4B
$1.42M 0.05%
24,179
-2,991
-11% -$169K
SGOL icon
398
abrdn Physical Gold Shares ETF
SGOL
$7.28B
$1.4M 0.04%
85,637
+12,276
+17% +$212K
VEEV icon
399
Veeva Systems
VEEV
$42.9B
$1.4M 0.04%
5,373
+176
+3% +$49K
VMW
400
DELISTED
VMware, Inc
VMW
$1.4M 0.04%
9,309
+202
+2% +$28.9K
14 15
16
17 18

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.