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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QDEF icon
376
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
$1.51M 0.05%
29,541
+2,722
+10% +$134K
VV icon
377
Vanguard Large-Cap ETF
VV
$51.9B
$1.5M 0.05%
8,102
+3,976
+96% +$721K
AGNT
378
AGNT Inc
AGNT
$665M
$1.5M 0.05%
32,906
-3,814
-10% -$203K
EMR icon
379
Emerson Electric
EMR
$82.9B
$1.5M 0.05%
16,581
-1,449
-8% -$125K
BF.B icon
380
Brown-Forman Class B
BF.B
$12B
$1.49M 0.05%
21,666
-429
-2% -$31.4K
IQLT icon
381
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$1.49M 0.05%
40,853
+20,305
+99% +$736K
MAIN icon
382
Main Street Capital
MAIN
$4.97B
$1.49M 0.05%
38,003
+3,249
+9% +$114K
OLED icon
383
Universal Display
OLED
$3.71B
$1.49M 0.05%
6,283
+278
+5% +$64.2K
PTNQ icon
384
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$1.48M 0.05%
28,292
-4,269
-13% -$224K
GS icon
385
Goldman Sachs
GS
$313B
$1.48M 0.05%
4,515
+497
+12% +$155K
CEQP
386
DELISTED
Crestwood Equity Partners LP
CEQP
$1.47M 0.05%
52,537
-699
-1% -$15.7K
UCON icon
387
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$1.46M 0.05%
54,945
-11,725
-18% -$313K
HFRO
388
Highland Opportunities and Income Fund
HFRO
$407M
$1.45M 0.05%
130,936
+40,352
+45% +$424K
IOO icon
389
iShares Global 100 ETF
IOO
$8.56B
$1.45M 0.05%
21,943
+2,988
+16% +$194K
XEL icon
390
Xcel Energy
XEL
$51B
$1.44M 0.05%
21,700
+2,242
+12% +$142K
FNX icon
391
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.44M 0.05%
+15,358
New +$1.39M
XMLV icon
392
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$1.44M 0.05%
27,449
-1,870
-6% -$94.1K
ZTR
393
Virtus Total Return Fund
ZTR
$340M
$1.44M 0.05%
156,001
+455
+0.3% +$4.06K
IUSB icon
394
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$1.43M 0.05%
27,035
+22,557
+504% +$1.21M
CIBR icon
395
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.9B
$1.43M 0.05%
34,084
+17,650
+107% +$772K
UBER icon
396
Uber
UBER
$134B
$1.42M 0.05%
26,049
-975
-4% -$54.4K
MDLZ icon
397
Mondelez International
MDLZ
$77.7B
$1.42M 0.05%
24,179
-2,991
-11% -$169K
SGOL icon
398
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$1.4M 0.04%
85,637
+12,276
+17% +$212K
VEEV icon
399
Veeva Systems
VEEV
$30.3B
$1.4M 0.04%
5,373
+176
+3% +$49K
VMW
400
DELISTED
VMware, Inc
VMW
$1.4M 0.04%
9,309
+202
+2% +$28.9K
14 15
16
17 18

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.