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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
Cap. Flow
+$149M
Cap. Flow %
6.27%
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.45M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.06M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.01M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.52M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.67M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.41M
2
NEE icon
NextEra Energy
NEE
+$5.94M
3
CMG icon
Chipotle Mexican Grill
CMG
+$5.85M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.59M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.89M

Sector Composition

Rank Sector Weight
1 Technology 7.36%
2 Financials 4.5%
3 Healthcare 4.01%
4 Industrials 3.83%
5 Consumer Discretionary 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRI icon
376
First Trust S&P REIT Index Fund
FRI
$195M
$1.11M 0.05%
42,565
-4,189
-9% -$110K
IHF icon
377
iShares US Healthcare Providers ETF
IHF
$1.18B
$1.11M 0.05%
27,640
-375
-1% -$13.8K
NUE icon
378
Nucor
NUE
$56.4B
$1.11M 0.05%
19,652
+784
+4% +$42.8K
DEEF icon
379
Xtrackers FTSE Developed ex US Multifactor ETF
DEEF
$54.7M
$1.1M 0.05%
+38,461
New +$1.08M
DBEZ icon
380
Xtrackers MSCI Eurozone Hedged Equity ETF
DBEZ
$74.2M
$1.1M 0.05%
+33,120
New +$1.08M
ORCL icon
381
Oracle
ORCL
$331B
$1.1M 0.05%
20,825
– –
HDMV icon
382
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.2M
$1.09M 0.05%
31,777
+11,582
+57% +$393K
AVGO icon
383
Broadcom
AVGO
$1.82T
$1.09M 0.05%
34,360
+760
+2% +$23.1K
TRTN
384
DELISTED
Triton International Limited
TRTN
$1.09M 0.05%
27,006
-4,231
-14% -$157K
CFR icon
385
Cullen/Frost Bankers
CFR
$10.3B
$1.08M 0.05%
11,099
+89
+0.8% +$8.27K
KR icon
386
Kroger
KR
$34.8B
$1.08M 0.05%
37,425
-3,058
-8% -$81.1K
DY icon
387
Dycom Industries
DY
$12.9B
$1.07M 0.05%
22,731
+10,817
+91% +$526K
IEI icon
388
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.06M 0.04%
8,464
-779
-8% -$98.4K
MKC icon
389
McCormick & Company Non-Voting
MKC
$13.4B
$1.06M 0.04%
12,532
+1,622
+15% +$134K
DD icon
390
DuPont de Nemours
DD
$18.6B
$1.06M 0.04%
13,135
-6,300
-32% -$523K
LMBS icon
391
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$1.05M 0.04%
20,209
+4,773
+31% +$248K
LYB icon
392
LyondellBasell Industries
LYB
$19.5B
$1.04M 0.04%
11,057
+1,333
+14% +$122K
FYC icon
393
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.24B
$1.04M 0.04%
22,262
-25,167
-53% -$1.13M
CUE icon
394
Cue Biopharma
CUE
$135M
$1.04M 0.04%
2,179
+172
+9% +$54K
IGIB icon
395
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$1.04M 0.04%
17,910
+232
+1% +$13.4K
KBWB icon
396
Invesco KBW Bank ETF
KBWB
$7.08B
$1.04M 0.04%
17,822
+1,678
+10% +$92.5K
TPHD icon
397
Timothy Plan High Dividend Stock ETF
TPHD
$364M
$1.04M 0.04%
38,430
+2,630
+7% +$68.6K
IWD icon
398
iShares Russell 1000 Value ETF
IWD
$82B
$1.03M 0.04%
7,574
-1,417
-16% -$187K
OKTA icon
399
Okta
OKTA
$24.1B
$1.03M 0.04%
8,890
-2,836
-24% -$327K
LULU icon
400
lululemon athletica
LULU
$13B
$1.02M 0.04%
4,425
+96
+2% +$20.5K
14 15
16
17 18

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Sigma Planning Corp's Q4 2019 Portfolio in Review

As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.

  • Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
  • Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
  • Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
  • Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.