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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
301
Stryker
SYK
$127B
$2.27M 0.06%
8,483
+152
+2% +$39.9K
IWS icon
302
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$2.24M 0.06%
18,295
+1,284
+8% +$153K
GILD icon
303
Gilead Sciences
GILD
$161B
$2.23M 0.06%
30,705
+1,420
+5% +$97.8K
APD icon
304
Air Products & Chemicals
APD
$66.3B
$2.22M 0.06%
7,299
-418
-5% -$123K
DD icon
305
DuPont de Nemours
DD
$18.6B
$2.22M 0.06%
21,904
+145
+0.7% +$13.8K
GSK icon
306
GSK
GSK
$103B
$2.21M 0.06%
40,115
-3,269
-8% -$170K
IYW icon
307
iShares US Technology ETF
IYW
$23.7B
$2.2M 0.06%
19,152
-2,797
-13% -$311K
MDT icon
308
Medtronic
MDT
$107B
$2.19M 0.06%
21,191
+1,226
+6% +$142K
GM icon
309
General Motors
GM
$74.7B
$2.17M 0.06%
37,064
-2,165
-6% -$126K
FIDU icon
310
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$2.17M 0.06%
38,544
+688
+2% +$38.1K
PRF icon
311
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$2.17M 0.06%
63,050
+16,010
+34% +$535K
IQLT icon
312
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$2.16M 0.06%
54,831
+8,439
+18% +$331K
FYX icon
313
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$2.16M 0.06%
22,213
-447
-2% -$43K
SMH icon
314
VanEck Semiconductor ETF
SMH
$67.6B
$2.15M 0.06%
13,922
+2,926
+27% +$423K
NSC icon
315
Norfolk Southern
NSC
$78.8B
$2.14M 0.06%
7,179
-120
-2% -$33.5K
ITW icon
316
Illinois Tool Works
ITW
$81.4B
$2.13M 0.06%
8,636
-105
-1% -$24.4K
ILMN icon
317
Illumina
ILMN
$29.4B
$2.12M 0.06%
5,732
+22
+0.4% +$8.34K
XMMO icon
318
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$2.1M 0.06%
23,055
-1,056
-4% -$95.6K
FGD icon
319
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$2.06M 0.06%
82,151
+2,379
+3% +$60.3K
SECT icon
320
Main Sector Rotation ETF
SECT
$2.75B
$2.06M 0.06%
45,917
+5,961
+15% +$259K
VTWO icon
321
Vanguard Russell 2000 ETF
VTWO
$17.3B
$2.06M 0.06%
22,906
+8,660
+61% +$791K
FXR icon
322
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$2.05M 0.06%
32,906
+5,002
+18% +$304K
MPT
323
Medical Properties Trust
MPT
$2.89B
$2.05M 0.06%
86,597
+14,342
+20% +$307K
IOO icon
324
iShares Global 100 ETF
IOO
$8.56B
$2.03M 0.06%
26,019
-98
-0.4% -$7.42K
ANGL icon
325
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$2.02M 0.06%
61,214
+10,427
+21% +$343K
11 12
13
14 15

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.