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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
276
iShares Russell 1000 Growth ETF
IWF
$125B
$2.42M 0.08%
39,788
-3,220
-7% -$196K
FTSL icon
277
First Trust Senior Loan Fund ETF
FTSL
$2.44B
$2.42M 0.08%
50,450
+31,691
+169% +$1.52M
KRE icon
278
State Street SPDR S&P Regional Banking ETF
KRE
$4.24B
$2.4M 0.08%
36,112
-4,565
-11% -$285K
BSCN
279
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$2.38M 0.08%
109,471
+3,043
+3% +$66.4K
IWR icon
280
iShares Russell Mid-Cap ETF
IWR
$55.4B
$2.37M 0.08%
32,059
-3,686
-10% -$266K
FYC icon
281
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$2.37M 0.08%
33,989
+30,687
+929% +$2.16M
KBWB icon
282
Invesco KBW Bank ETF
KBWB
$6.54B
$2.36M 0.08%
38,127
-6,791
-15% -$391K
ICVT icon
283
iShares Convertible Bond ETF
ICVT
$7.77B
$2.36M 0.08%
24,020
+15,189
+172% +$1.56M
BSCP
284
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$2.34M 0.07%
105,814
+4,730
+5% +$106K
WFC icon
285
Wells Fargo
WFC
$263B
$2.33M 0.07%
59,727
+2,025
+4% +$71.7K
IWY icon
286
iShares Russell Top 200 Growth ETF
IWY
$15.8B
$2.32M 0.07%
17,210
-6,204
-26% -$831K
IXC icon
287
iShares Global Energy ETF
IXC
$2.91B
$2.3M 0.07%
93,346
+9,488
+11% +$224K
DKNG icon
288
DraftKings
DKNG
$11.7B
$2.3M 0.07%
37,440
+4,237
+13% +$254K
AXP icon
289
American Express
AXP
$212B
$2.26M 0.07%
16,003
+4,237
+36% +$560K
PHK
290
PIMCO High Income Fund
PHK
$805M
$2.26M 0.07%
334,667
-18,172
-5% -$115K
FNY icon
291
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$566M
$2.25M 0.07%
33,091
+3,918
+13% +$273K
UNP icon
292
Union Pacific
UNP
$166B
$2.23M 0.07%
10,116
+837
+9% +$176K
GILD icon
293
Gilead Sciences
GILD
$184B
$2.2M 0.07%
34,060
+321
+1% +$20.7K
IEI icon
294
iShares 3-7 Year Treasury Bond ETF
IEI
$17.3B
$2.2M 0.07%
16,929
-1,543
-8% -$203K
RSG icon
295
Republic Services
RSG
$66.9B
$2.2M 0.07%
22,126
-333
-1% -$31.2K
AZO icon
296
AutoZone
AZO
$46.7B
$2.19M 0.07%
1,560
+1,100
+239% +$1.36M
CRWD icon
297
CrowdStrike
CRWD
$253B
$2.12M 0.07%
46,540
+11,164
+32% +$591K
GNRC icon
298
Generac Holdings
GNRC
$12.1B
$2.12M 0.07%
6,462
+888
+16% +$262K
ESGV icon
299
Vanguard ESG US Stock ETF
ESGV
$13.4B
$2.1M 0.07%
+28,499
New +$2.06M
APD icon
300
Air Products & Chemicals
APD
$63.4B
$2.09M 0.07%
7,423
+220
+3% +$59.8K
10 11
12
13 14

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DAM
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RPGK
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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.