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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
(+16%)
Cap. Flow
+$127M
Cap. Flow
% of AUM
4.31%
Top 10 Holdings %
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$10.7M |
| 2 |
Quanta Services
PWR
|
+$9.65M |
| 3 |
Invesco CurrencyShares Japanese Yen Trust
FXY
|
+$8.25M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$6.57M |
| 5 |
FedEx
FDX
|
+$6.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$16.9M |
| 2 |
SPDR Gold Trust
GLD
|
+$10.6M |
| 3 |
S&P Global
SPGI
|
+$6.46M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$6.35M |
| 5 |
NVIDIA
NVDA
|
+$5.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.39% |
| 2 | Consumer Discretionary | 6% |
| 3 | Healthcare | 4.74% |
| 4 | Industrials | 4.21% |
| 5 | Communication Services | 4.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Becton Dickinson
BDX
$44.1B
| $1.99M | 0.07% |
8,160
+673
| +9% | +$157K |
|
277
iShares ESG Aware MSCI EM ETF
ESGE
$6.47B
| $1.99M | 0.07% |
47,448
+10,312
| +28% | +$402K |
|
278
Carlyle Group
CG
$16.7B
| $1.98M | 0.07% |
62,903
-284
| -0.4% | -$8K |
|
|
VPU
279
Vanguard Utilities ETF
VPU
$8.76B
| $1.98M | 0.07% |
14,407
-1,931
| -12% | -$266K |
|
280
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.87B
| $1.97M | 0.07% |
+25,848
| New | +$1.71M |
|
281
Air Products & Chemicals
APD
$65.2B
| $1.97M | 0.07% |
7,203
+385
| +6% | +$108K |
|
282
Gilead Sciences
GILD
$164B
| $1.97M | 0.07% |
33,739
-1,717
| -5% | -$104K |
|
283
CALL
Amazon
AMZN
$2.5T
| $1.95M | 0.07% |
12,000
-4,000
| -25% | -$638K |
|
284
Union Pacific
UNP
$179B
| $1.93M | 0.07% |
9,279
+632
| +7% | +$126K |
|
285
VanEck Junior Gold Miners ETF
GDXJ
$7.07B
| $1.93M | 0.07% |
35,568
+6,940
| +24% | +$376K |
|
286
Arlo Technologies
ARLO
$1.49B
| $1.92M | 0.07% |
246,200
+5,200
| +2% | +$31.6K |
|
287
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$581M
| $1.91M | 0.06% |
29,173
-6,058
| -17% | -$361K |
|
288
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
| $1.89M | 0.06% |
69,772
-5,395
| -7% | -$144K |
|
289
CME Group
CME
$92.6B
| $1.88M | 0.06% |
10,345
-342
| -3% | -$58.2K |
|
290
CrowdStrike
CRWD
$187B
| $1.87M | 0.06% |
35,376
-844
| -2% | -$32.9K |
|
291
VanEck Merk Gold Trust
OUNZ
$2.53B
| $1.86M | 0.06% |
100,337
+51,920
| +107% | +$950K |
|
292
Cloudflare
NET
$93B
| $1.85M | 0.06% |
24,367
+8,633
| +55% | +$566K |
|
293
Comcast
CMCSA
$81.6B
| $1.84M | 0.06% |
35,034
-74,765
| -68% | -$3.58M |
|
294
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
| $1.83M | 0.06% |
29,667
+617
| +2% | +$37.7K |
|
295
FirstEnergy
FE
$28.6B
| $1.81M | 0.06% |
59,013
+17,227
| +41% | +$516K |
|
296
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
| $1.79M | 0.06% |
18,454
-481
| -3% | -$43.4K |
|
297
iShares MSCI EAFE ETF
EFA
$76.6B
| $1.78M | 0.06% |
24,415
+1,867
| +8% | +$128K |
|
298
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
| $1.78M | 0.06% |
66,670
+49,667
| +292% | +$1.31M |
|
299
GE Aerospace
GE
$372B
| $1.78M | 0.06% |
33,032
+804
| +2% | +$36K |
|
300
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.84B
| $1.77M | 0.06% |
20,513
-759
| -4% | -$59.5K |
|
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Sigma Planning Corp's Q4 2020 Portfolio in Review
As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.
- Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
- Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
- Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
- Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
- Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
- Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.
Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.