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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
(+6.6%)
Cap. Flow
+$10.8M
Cap. Flow
% of AUM
0.38%
Top 10 Holdings %
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$13M |
| 2 |
JPMorgan Equity Premium Income ETF
JEPI
|
+$12.7M |
| 3 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$11M |
| 4 |
Northrop Grumman
NOC
|
+$5.33M |
| 5 |
FT Vest US Equity Deep Buffer ETF December
DDEC
|
+$5.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$9.27M |
| 2 |
JPMorgan US Value Factor ETF
JVAL
|
+$8.95M |
| 3 |
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
|
+$8.18M |
| 4 |
Apple
AAPL
|
+$4.58M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$3.39M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.95% |
| 2 | Healthcare | 5.48% |
| 3 | Financials | 4.46% |
| 4 | Consumer Discretionary | 4.03% |
| 5 | Industrials | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Schwab US TIPS ETF
SCHP
$16.3B
| $2.32M | 0.08% |
89,578
-17,060
| -16% | -$446K |
|
252
Travelers Companies
TRV
$80.8B
| $2.32M | 0.08% |
12,349
+192
| +2% | +$34.5K |
|
253
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
| $2.31M | 0.08% |
45,967
-605
| -1% | -$30.4K |
|
254
Hercules Capital
HTGC
$2.94B
| $2.3M | 0.08% |
174,272
+13,552
| +8% | +$184K |
|
255
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
| $2.3M | 0.08% |
35,604
+494
| +1% | +$34.4K |
|
256
Danaher
DHR
$135B
| $2.29M | 0.08% |
9,724
+841
| +9% | +$195K |
|
257
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
| $2.28M | 0.08% |
45,414
+8,821
| +24% | +$428K |
|
258
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $2.27M | 0.08% |
73,195
-860
| -1% | -$26.5K |
|
259
Enbridge
ENB
$124B
| $2.26M | 0.08% |
57,749
-601
| -1% | -$23.5K |
|
260
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $2.26M | 0.08% |
25,708
-1,146
| -4% | -$101K |
|
261
GSK
GSK
$103B
| $2.24M | 0.08% |
63,667
+11,802
| +23% | +$393K |
|
262
Vanguard Materials ETF
VAW
$3B
| $2.23M | 0.08% |
13,085
-600
| -4% | -$101K |
|
263
Kinder Morgan
KMI
$73.1B
| $2.23M | 0.08% |
123,098
+13,018
| +12% | +$234K |
|
264
iShares Russell Mid-Cap ETF
IWR
$56.8B
| $2.21M | 0.08% |
32,774
-6,370
| -16% | -$430K |
|
265
Innovator US Equity Power Buffer ETF December
PDEC
$977M
| $2.2M | 0.08% |
73,724
+63,864
| +648% | +$1.91M |
|
266
Adobe
ADBE
$89.5B
| $2.19M | 0.08% |
6,514
-1,913
| -23% | -$612K |
|
267
Moderna
MRNA
$21.5B
| $2.17M | 0.08% |
12,067
+639
| +6% | +$104K |
|
268
Air Products & Chemicals
APD
$66.3B
| $2.16M | 0.08% |
7,011
-154
| -2% | -$43.4K |
|
269
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
| $2.16M | 0.08% |
17,504
-5,014
| -22% | -$637K |
|
270
BP
BP
$113B
| $2.15M | 0.08% |
61,602
-158
| -0.3% | -$5.26K |
|
271
Capital Group Dividend Value ETF
CGDV
$36.6B
| $2.14M | 0.08% |
90,886
+50,678
| +126% | +$1.16M |
|
|
WBA
272
DELISTED
Walgreens Boots Alliance
WBA
| $2.14M | 0.08% |
57,154
+2,001
| +4% | +$75.2K |
|
273
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
| $2.13M | 0.08% |
47,551
+1,817
| +4% | +$79.8K |
|
274
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$287M
| $2.13M | 0.08% |
61,431
-1,557
| -2% | -$53.5K |
|
275
First Trust Mid Cap Value AlphaDEX Fund
FNK
$227M
| $2.1M | 0.08% |
48,893
+12,624
| +35% | +$538K |
|
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Sigma Planning Corp's Q4 2022 Portfolio in Review
As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.
By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.
- Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
- Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
- Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
- Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
- Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
- Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.
Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.