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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
O icon
226
Realty Income
O
$61.2B
$3.29M 0.09%
45,974
+2,315
+5% +$159K
FYT icon
227
First Trust Small Cap Value AlphaDEX Fund
FYT
$189M
$3.29M 0.09%
61,937
+2,464
+4% +$129K
VCIT icon
228
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$3.24M 0.09%
34,912
-1,890
-5% -$177K
BSCM
229
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$3.16M 0.09%
147,819
+11,212
+8% +$241K
MAR icon
230
Marriott International
MAR
$98.7B
$3.16M 0.09%
19,127
+697
+4% +$110K
RWJ icon
231
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
$3.16M 0.09%
76,902
-49,905
-39% -$2.04M
ZTS icon
232
Zoetis
ZTS
$31.6B
$3.09M 0.09%
12,677
+552
+5% +$121K
LRCX icon
233
Lam Research
LRCX
$382B
$3.09M 0.09%
43,000
+4,080
+10% +$256K
VPU
234
Vanguard Utilities ETF
VPU
$8.83B
$3.09M 0.09%
19,733
+5,846
+42% +$862K
AXP icon
235
American Express
AXP
$223B
$3.08M 0.09%
18,844
+3,178
+20% +$542K
RSG icon
236
Republic Services
RSG
$66.7B
$3.08M 0.09%
22,109
+710
+3% +$94.4K
CCI icon
237
Crown Castle
CCI
$32.7B
$3.08M 0.09%
14,740
+67
+0.5% +$12.4K
SHW icon
238
Sherwin-Williams
SHW
$78.3B
$3.06M 0.09%
8,679
+244
+3% +$78.8K
MRNA icon
239
Moderna
MRNA
$21.5B
$3.05M 0.09%
12,020
-15,178
-56% -$4.44M
BSCO
240
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$3.05M 0.09%
139,851
+11,129
+9% +$244K
NUE icon
241
Nucor
NUE
$56.4B
$3.03M 0.08%
26,560
-29,677
-53% -$3.24M
CCL icon
242
Carnival Corporation Ltd
CCL
$36.1B
$3.03M 0.08%
150,526
-4,420
-3% -$94.5K
BSCN
243
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$3.03M 0.08%
141,164
+11,744
+9% +$253K
DAL icon
244
Delta Air Lines
DAL
$55.9B
$3.02M 0.08%
77,138
-9,817
-11% -$393K
IGOV icon
245
iShares International Treasury Bond ETF
IGOV
$1.34B
$3.01M 0.08%
59,794
+6,943
+13% +$354K
BSCP
246
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$2.99M 0.08%
136,728
+11,111
+9% +$244K
SDY icon
247
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$2.99M 0.08%
23,158
+1,787
+8% +$222K
DVN icon
248
Devon Energy
DVN
$51.9B
$2.99M 0.08%
67,822
-13,361
-16% -$556K
DOW icon
249
Dow Inc
DOW
$21.6B
$2.92M 0.08%
51,561
-22,221
-30% -$1.27M
QTEC icon
250
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$2.9M 0.08%
16,564
+1,974
+14% +$337K
8 9
10
11 12

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.