RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.49B
AUM Growth
-$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
211
New
Increased
Reduced
Closed

Top Buys

1
+$26.6M
2
+$17.1M
3
+$14.4M
4
ACAS
American Capital Ltd
ACAS
+$8.24M
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$7.58M

Top Sells

1
+$15.5M
2
+$10.3M
3
+$10.1M
4
BGH
Barings Global Short Duration High Yield Fund
BGH
+$9.53M
5
PSEC icon
Prospect Capital
PSEC
+$8.57M

Sector Composition

1 Financials 4.74%
2 Energy 0%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
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-26,933
202
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203
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-18,764
204
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-165,299
205
– –
-86,476
206
– –
-27,566
207
– –
-1,669
208
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-32,999
209
– –
-364,488
210
– –
-30,437
211
– –
-540,821
5 6 7 8
9