RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.35B
AUM Growth
-$92.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
201
New
Increased
Reduced
Closed

Top Buys

1
+$14.7M
2
+$12.3M
3
+$8.35M
4
DDF
Delaware Investments Dividend & Income Fund, Inc.
DDF
+$7.51M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.21M

Top Sells

1
+$27M
2
+$21.3M
3
+$17.7M
4
CCT
Corporate Capital Trust, Inc.
CCT
+$16.6M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$16.1M

Sector Composition

1 Financials 1.92%
2 Technology 0.59%
3 Energy 0.4%
4 Industrials 0.34%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$44K ﹤0.01%
75,001
177
$43K ﹤0.01%
120,000
178
$33K ﹤0.01%
26,667
179
$31K ﹤0.01%
120,000
180
$30K ﹤0.01%
100,000
181
$25K ﹤0.01%
62,500
182
– –
-344,556
183
– –
-44,430
184
– –
-1,771,643
185
– –
-255,876
186
– –
-72,618
187
– –
-47,635
188
– –
-114,074
189
– –
-65,326
190
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-39,172
191
– –
-59,538
192
– –
-14,047
193
– –
-114,301
194
– –
-12,412
195
– –
-52,000
196
– –
-200,000
197
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-23,680
198
– –
-200,000
199
– –
-100,000
200
– –
-479,363
5 6 7
8
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