We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-0.32%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$950M
AUM Growth
+$52M
Cap. Flow
+$50.3M
Cap. Flow %
5.29%
Top 10 Hldgs %
28.58%
Holding
211
New
46
Increased
83
Reduced
39
Closed
23

Top Buys

Rank Stock Value
1
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$7.94M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$7.42M
3
BIT icon
BlackRock Multi-Sector Income Trust
BIT
+$7.01M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
+$6.81M
5
NPP
NUVEEN PERFORMANCE+MUN FUND
NPP
+$5.28M

Top Sells

Rank Stock Value
1
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$8.99M
2
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
+$7.23M
3
USA icon
Liberty All-Star Equity Fund
USA
+$5.6M
4
GHY
PGIM Global High Yield Fund
GHY
+$5.6M
5
DNP icon
DNP Select Income Fund
DNP
+$5.42M

Sector Composition

Rank Sector Weight
1 Financials 4.04%
2 Technology 0.05%
3 Energy 0.04%
4 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDI
176
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$248K 0.03%
+12,403
New +$253K
NUV icon
177
Nuveen Municipal Value Fund
NUV
$1.91B
$226K 0.02%
24,739
-121,861
-83% -$1.11M
NEM icon
178
Newmont
NEM
$119B
$208K 0.02%
+7,400
New +$219K
EVN
179
Eaton Vance Municipal Income Trust
EVN
$426M
$194K 0.02%
17,600
– –
BKT icon
180
BlackRock Income Trust
BKT
$341M
$184K 0.02%
9,217
+5,617
+156% +$110K
ARDC
181
Are Dynamic Credit Allocation Fund
ARDC
$298M
$181K 0.02%
10,000
– –
MHI
182
DELISTED
Pioneer Municipal High Income Fund
MHI
$171K 0.02%
+12,121
New +$169K
NAC icon
183
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$151K 0.02%
+11,800
New +$149K
HMH
184
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
$150K 0.02%
25,875
+2,700
+12% +$15.3K
MIN
185
Aberdeen Intermediate Income Fund
MIN
$278M
$106K 0.01%
+20,000
New +$106K
CIK
186
Credit Suisse Asset Management Income Fund
CIK
$134M
$86K 0.01%
+23,304
New +$84.8K
ACI
187
DELISTED
ARCH COAL, INC.
ACI
$72K 0.01%
1,760
+540
+44% +$23.4K
HIS
188
DELISTED
BLACKROCK HIGH INCM SHS SHS BEN INT
HIS
$52K 0.01%
+25,000
New +$51.4K
AAPL icon
189
Apple
AAPL
$4.57T
– –
-36,400
Closed -$515K
ACP
190
abrdn Income Credit Strategies Fund
ACP
$637M
– –
-42,420
Closed -$704K
AWF
191
AllianceBernstein Global High Income Fund
AWF
$872M
– –
-51,544
Closed -$775K
BTT icon
192
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
– –
-41,950
Closed -$817K
DNP icon
193
DNP Select Income Fund
DNP
$4.09B
– –
-551,700
Closed -$5.42M
ELD icon
194
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
– –
-58,957
Closed -$2.83M
EOS
195
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
– –
-14,800
Closed -$170K
EXG icon
196
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
– –
-969,351
Closed -$8.99M
FT
197
Franklin Universal Trust
FT
$197M
– –
-13,700
Closed -$94K
GF
198
New Germany Fund
GF
$188M
– –
-57,800
Closed -$1.02M
GLU
199
Gabelli Utility & Income Trust
GLU
$116M
– –
-18,868
Closed -$355K
GOF icon
200
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
– –
-56,890
Closed -$1.26M
5 6 7
8
9

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Rivernorth Capital Management held 211 positions worth $950M, up 5.8% from $898M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management deployed $50.3M of net new capital in Q3 2013, opening 46 new positions and adding to 83 existing holdings. Its largest new stake was CORNERSTONE PROGRESSIVE RETURN FD COM: 205,617 shares worth $4.22M.

By sector, the portfolio is most concentrated in Financials at 4% of assets, down from 4.1% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund, an estimated $7.23M trimmed.

  • Rivernorth Capital Management's largest Q3 2013 buy was CORNERSTONE PROGRESSIVE RETURN FD COM: 205,617 shares worth $4.22M.
  • Rivernorth Capital Management added most to NUVEEN PREMIUM INCM MUNI FD II in Q3 2013, an estimated $7.94M increase.
  • Rivernorth Capital Management's biggest Q3 2013 reduction was Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund, cutting an estimated $7.23M.
  • Rivernorth Capital Management fully exited Eaton Vance Tax-Managed Global Diversified Equity Income Fund in Q3 2013, selling an estimated $8.99M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $950M portfolio in Q3 2013.
  • Rivernorth Capital Management opened 46 new positions and closed 23 in Q3 2013.
  • Rivernorth Capital Management's portfolio value rose 5.8% quarter-over-quarter to $950M.

Based on Rivernorth Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.