RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$950M
AUM Growth
+$52M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
211
New
Increased
Reduced
Closed

Top Buys

1
+$7.94M
2
+$7.42M
3
+$7.01M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
+$6.81M
5
NPP
NUVEEN PERFORMANCE+MUN FUND
NPP
+$5.28M

Top Sells

1
+$8.99M
2
+$7.23M
3
+$5.6M
4
GHY
PGIM Global High Yield Fund
GHY
+$5.6M
5
DNP icon
DNP Select Income Fund
DNP
+$5.42M

Sector Composition

1 Financials 4.04%
2 Technology 0.05%
3 Energy 0.04%
4 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$248K 0.03%
+12,403
177
$226K 0.02%
24,739
-121,861
178
$208K 0.02%
+7,400
179
$194K 0.02%
17,600
180
$184K 0.02%
9,217
+5,617
181
$181K 0.02%
10,000
182
$171K 0.02%
+12,121
183
$151K 0.02%
+11,800
184
$150K 0.02%
25,875
+2,700
185
$106K 0.01%
+20,000
186
$86K 0.01%
+23,304
187
$72K 0.01%
1,760
+540
188
$52K 0.01%
+25,000
189
– –
-14,800
190
– –
-969,351
191
– –
-13,700
192
– –
-41,950
193
– –
-551,700
194
– –
-58,957
195
– –
-57,800
196
– –
-18,868
197
– –
-56,890
198
– –
-10,000
199
– –
-36,400
200
– –
-42,420
5 6 7
8
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