RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-0.32%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$950M
AUM Growth
+$52M
Cap. Flow
+$49.8M
Cap. Flow %
5.24%
Top 10 Hldgs %
28.58%
Holding
211
New
46
Increased
83
Reduced
39
Closed
23

Top Buys

1
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$8.17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
$7.44M
3
BIT icon
BlackRock Multi-Sector Income Trust
BIT
$7.16M
4
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$6.72M
5
NPP
NUVEEN PERFORMANCE+MUN FUND
NPP
$5.33M

Top Sells

1
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$8.99M
2
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$7.19M
3
GHY
PGIM Global High Yield Fund
GHY
$5.64M
4
USA icon
Liberty All-Star Equity Fund
USA
$5.51M
5
DNP icon
DNP Select Income Fund
DNP
$5.42M

Sector Composition

1 Financials 1.97%
2 Technology 0.05%
3 Energy 0.04%
4 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EDI
176
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$248K 0.03%
+12,403
New +$248K
NUV icon
177
Nuveen Municipal Value Fund
NUV
$1.81B
$226K 0.02%
24,739
-121,861
-83% -$1.11M
NEM icon
178
Newmont
NEM
$82.3B
$208K 0.02%
+7,400
New +$208K
EVN
179
Eaton Vance Municipal Income Trust
EVN
$414M
$194K 0.02%
17,600
– –
BKT icon
180
BlackRock Income Trust
BKT
$286M
$184K 0.02%
9,217
+5,617
+156% +$112K
ARDC
181
Are Dynamic Credit Allocation Fund
ARDC
$352M
$181K 0.02%
10,000
– –
MHI
182
DELISTED
Pioneer Municipal High Income Fund
MHI
$171K 0.02%
+12,121
New +$171K
NAC icon
183
Nuveen California Quality Municipal Income Fund
NAC
$1.63B
$151K 0.02%
+11,800
New +$151K
HMH
184
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
$150K 0.02%
25,875
+2,700
+12% +$15.7K
MIN
185
MFS Intermediate Income Trust
MIN
$307M
$106K 0.01%
+20,000
New +$106K
CIK
186
Credit Suisse Asset Management Income Fund
CIK
$162M
$86K 0.01%
+23,304
New +$86K
ACI
187
DELISTED
ARCH COAL, INC.
ACI
$72K 0.01%
1,760
+540
+44% +$22.1K
HIS
188
DELISTED
BLACKROCK HIGH INCM SHS SHS BEN INT
HIS
$52K 0.01%
+25,000
New +$52K
AAPL icon
189
Apple
AAPL
$3.56T
– –
-36,400
Closed -$515K
ACP
190
abrdn Income Credit Strategies Fund
ACP
$739M
– –
-42,420
Closed -$704K
AWF
191
AllianceBernstein Global High Income Fund
AWF
$968M
– –
-51,544
Closed -$775K
BTT icon
192
BlackRock Municipal 2030 Target Term Trust
BTT
$1.47B
– –
-41,950
Closed -$817K
DNP icon
193
DNP Select Income Fund
DNP
$3.66B
– –
-551,700
Closed -$5.42M
ELD icon
194
WisdomTree Emerging Markets Local Debt Fund
ELD
$73.7M
– –
-58,957
Closed -$2.83M
EOS
195
Eaton Vance Enhance Equity Income Fund II
EOS
$1.28B
– –
-14,800
Closed -$170K
EXG icon
196
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.74B
– –
-969,351
Closed -$8.99M
FT
197
Franklin Universal Trust
FT
$200M
– –
-13,700
Closed -$94K
GF
198
New Germany Fund
GF
$183M
– –
-57,800
Closed -$1.02M
GLU
199
Gabelli Utility & Income Trust
GLU
$107M
– –
-18,868
Closed -$355K
GOF icon
200
Guggenheim Strategic Opportunities Fund
GOF
$2.65B
– –
-56,890
Closed -$1.26M
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