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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.42%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.27B
AUM Growth
-$76.3M
Cap. Flow
-$57.3M
Cap. Flow %
-4.51%
Top 10 Hldgs %
30.69%
Holding
242
New
61
Increased
46
Reduced
49
Closed
33

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$15.9M
2
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$7.98M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$5.96M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$5.53M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.88M

Top Sells

Rank Stock Value
1
USA icon
Liberty All-Star Equity Fund
USA
+$23.8M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$11.1M
3
FSK icon
FS KKR Capital
FSK
+$8.51M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$8.28M
5
RA
Brookfield Real Assets Income Fund
RA
+$8.15M

Sector Composition

Rank Sector Weight
1 Financials 2.71%
2 Technology 1.07%
3 Consumer Discretionary 1.01%
4 Healthcare 0.5%
5 Communication Services 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCV icon
151
Invesco California Value Municipal Income Trust
VCV
$522M
$499K 0.04%
+42,300
New +$496K
LGC.U
152
DELISTED
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$498K 0.04%
49,701
-150,299
-75% -$1.5M
AEF
153
abrdn Emerging Markets Equity Income Fund
AEF
$367M
$429K 0.03%
61,250
+44,750
+271% +$385K
OMAD.U
154
DELISTED
One Madison Corporation
OMAD.U
$411K 0.03%
40,604
-359,396
-90% -$3.61M
EMI
155
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
$410K 0.03%
+31,810
New +$400K
FPAC.U
156
DELISTED
Far Point Acquisition Corporation Units, each consisting of one share of Class A common stock, $0.00
FPAC.U
$353K 0.03%
+34,652
New +$353K
SWZ
157
Swiss Helvetia Fund
SWZ
$77.5M
$270K 0.02%
+21,859
New +$269K
NESRW
158
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$259K 0.02%
216,015
-13,985
-6% -$16.3K
PACQU
159
DELISTED
Pure Acquisition Corp. Unit
PACQU
$248K 0.02%
+24,220
New +$247K
HCAC.WS
160
DELISTED
Hennessy Capital Acquisition Corp. III
HCAC.WS
$243K 0.02%
168,750
– –
KST
161
DELISTED
Deutsche Strategic Income Trust
KST
$214K 0.02%
17,460
– –
OMAD.WS
162
DELISTED
One Madison Corporation
OMAD.WS
$183K 0.01%
+179,698
New +$169K
WRLSR
163
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$171K 0.01%
349,994
– –
NXC
164
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$166K 0.01%
+11,900
New +$165K
MTECU
165
DELISTED
MTech Acquisition Corp. Unit
MTECU
$164K 0.01%
15,771
-139,229
-90% -$1.44M
GPAQU
166
DELISTED
Gordon Pointe Acquisition Corp. Unit
GPAQU
$156K 0.01%
15,202
-159,798
-91% -$1.63M
GB
167
DELISTED
Global Blue Group Holding
GB
$150K 0.01%
+15,348
New +$150K
OSPRW
168
DELISTED
Osprey Energy Acquisition Corp. Warrant
OSPRW
$140K 0.01%
87,500
– –
VTIQU
169
DELISTED
VectoIQ Acquisition Corp. Unit
VTIQU
$134K 0.01%
+13,306
New +$133K
BRACW
170
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
$129K 0.01%
300,000
– –
PACQW
171
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$128K 0.01%
+100,390
New +$130K
MUDSW
172
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$122K 0.01%
+191,189
New +$123K
MMDMR
173
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$120K 0.01%
230,000
– –
WRLSW
174
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$112K 0.01%
174,997
– –
MPACW
175
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
$102K 0.01%
150,000
– –
5 6
7
8 9

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Rivernorth Capital Management's Q2 2018 Portfolio in Review

As of Q2 2018, Rivernorth Capital Management held 242 positions worth $1.27B, down 5.7% from $1.35B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $57.3M in Q2 2018, closing 33 positions and reducing 49 holdings. Its most notable exit was FS KKR Capital, an estimated $8.51M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.7% of assets, up from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in Barings BDC worth $15.9M.

  • Rivernorth Capital Management's largest Q2 2018 buy was Barings BDC: 1,384,049 shares worth $15.9M.
  • Rivernorth Capital Management added most to Western Asset Emerging Markets Debt Fund in Q2 2018, an estimated $5.96M increase.
  • Rivernorth Capital Management's biggest Q2 2018 reduction was Liberty All-Star Equity Fund, cutting an estimated $23.8M.
  • Rivernorth Capital Management fully exited FS KKR Capital in Q2 2018, selling an estimated $8.51M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.27B portfolio in Q2 2018.
  • Rivernorth Capital Management opened 61 new positions and closed 33 in Q2 2018.
  • Rivernorth Capital Management's portfolio value fell 5.7% quarter-over-quarter to $1.27B.

Based on Rivernorth Capital Management's 13F filing for Q2 2018, filed 14 Aug 2018.