RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.27B
AUM Growth
-$76.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
242
New
Increased
Reduced
Closed

Top Buys

1
+$15.9M
2
+$7.97M
3
+$5.7M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$5.3M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$3.9M

Top Sells

1
+$23.9M
2
+$10.9M
3
+$8.51M
4
RA
Brookfield Real Assets Income Fund
RA
+$8.21M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$8.18M

Sector Composition

1 Financials 2.24%
2 Consumer Discretionary 1.01%
3 Technology 0.75%
4 Healthcare 0.67%
5 Communication Services 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
$499K 0.04%
+42,300
152
$498K 0.04%
49,701
-150,299
153
$429K 0.03%
61,250
+44,750
154
$411K 0.03%
40,604
-359,396
155
$410K 0.03%
+31,810
156
$353K 0.03%
+34,652
157
$270K 0.02%
+21,859
158
$259K 0.02%
216,015
-13,985
159
$248K 0.02%
+24,220
160
$243K 0.02%
168,750
161
$214K 0.02%
17,460
162
$183K 0.01%
+179,698
163
$171K 0.01%
349,994
164
$166K 0.01%
+11,900
165
$164K 0.01%
15,771
-139,229
166
$156K 0.01%
15,202
-159,798
167
$150K 0.01%
+15,348
168
$140K 0.01%
87,500
169
$134K 0.01%
+13,306
170
$129K 0.01%
300,000
171
$128K 0.01%
+100,390
172
$122K 0.01%
+191,189
173
$120K 0.01%
230,000
174
$112K 0.01%
174,997
175
$102K 0.01%
150,000
5 6
7
8 9