Rivernorth Capital Management’s National Energy Services Reunited Corp. Warrant NESRW Stock Holding History

Rivernorth Capital Management’s Portfolio NESRW Stock Details NESRW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-96,089	Closed	-$82	–	266
2019 Q2	$82	Sell	96,089 -101,000	-51%	-$96.8K	﹤0.01%	210
2019 Q1	$225K	Sell	197,089 -18,926	-9%	-$17.9K	0.01%	185
2018 Q4	$270K	Hold	216,015	–	–	0.02%	225
2018 Q3	$484K	Hold	216,015	–	–	0.04%	143
2018 Q2	$259K	Sell	216,015 -13,985	-6%	-$16.3K	0.02%	158
2018 Q1	$207K	Hold	230,000	–	–	0.02%	148
2017 Q4	$189K	Hold	230,000	–	–	0.01%	141
2017 Q3	$104K	Hold	230,000	–	–	0.01%	122
2017 Q2	$92K	Buy	+230,000	New	+$99.9K	0.01%	132

Other funds holding NESRW

MIM

Monashee Investment Management Boston, Massachusetts $184M AUM 197.43% 1-Year Est. Return

EIG

EdgePoint Investment Group Toronto, Ontario, Canada $12.5B AUM 31.7% 1-Year Est. Return

6CM

683 Capital Management New York $1.92B AUM 85.52% 1-Year Est. Return

AIMCA

Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

ICM

Ionic Capital Management New York $1.37B AUM 48.26% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CCA

Castle Creek Arbitrage Avon, Colorado $425M AUM 7.4% 1-Year Est. Return

HFM

Hartford Financial Management Hartford, Connecticut $448M AUM 32.11% 1-Year Est. Return

Rivernorth Capital Management's NESRW Position: Q3 2019 in Review

Rivernorth Capital Management sold out of National Energy Services Reunited Corp. Warrant (NESRW) in Q3 2019, closing a stake of 96,089 shares — an estimated $82 sold.

Rivernorth Capital Management first reported a position in NESRW in Q2 2017 and held it in 9 quarters. The position peaked at $484K in Q3 2018. 12 funds tracked by Wall St. Rank hold NESRW as of Q3 2019.

Rivernorth Capital Management reported no remaining National Energy Services Reunited Corp. Warrant position as of Q3 2019 after selling out during the quarter.
Rivernorth Capital Management sold 96,089 National Energy Services Reunited Corp. Warrant shares in Q3 2019, an estimated $82.
Rivernorth Capital Management first reported a position in National Energy Services Reunited Corp. Warrant in Q2 2017 and held it in 9 quarters.
Rivernorth Capital Management's National Energy Services Reunited Corp. Warrant position peaked at $484K in Q3 2018.
12 funds tracked by Wall St. Rank held National Energy Services Reunited Corp. Warrant as of Q3 2019.

Based on Rivernorth Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.