RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.38B
AUM Growth
-$169M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
161
New
Increased
Reduced
Closed

Top Buys

1
+$8M
2
+$7.63M
3
+$5.58M
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
+$5.36M
5
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$4.55M

Top Sells

1
+$74.9M
2
+$39.4M
3
+$20.8M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$13.4M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
+$13.3M

Sector Composition

1 Financials 1.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
– –
-321,101
152
– –
-407,697
153
– –
-38,369
154
– –
-39,157
155
– –
-157,528
156
– –
-178,074
157
– –
-326,978
158
– –
-53,894
159
– –
-73,055
160
– –
-437,094
161
– –
-4,849,714
3 4 5 6
7