RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.31B
AUM Growth
-$135M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
166
New
Increased
Reduced
Closed

Top Buys

1
+$18.6M
2
+$10.4M
3
+$5.68M
4
LCM
Advent/Claymore Enhanced Gth & F
LCM
+$5.36M
5
BRQS
Borqs Technologies, Inc. Ordinary Shares
BRQS
+$4.99M

Top Sells

1
+$17.2M
2
+$15M
3
+$13.2M
4
RA
Brookfield Real Assets Income Fund
RA
+$11.6M
5
USA icon
Liberty All-Star Equity Fund
USA
+$9.73M

Sector Composition

1 Financials 5.18%
2 Technology 0.84%
3 Energy 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$533K 0.04%
54,023
-218,883
127
$404K 0.03%
29,261
+18,561
128
$344K 0.03%
+48,903
129
$334K 0.03%
+31,905
130
$212K 0.02%
21,058
-52,000
131
$132K 0.01%
+119,700
132
$92K 0.01%
+230,000
133
$75K 0.01%
+150,000
134
$75K 0.01%
+62,501
135
$70K 0.01%
+200,000
136
$64K ﹤0.01%
200,000
137
$48K ﹤0.01%
26,667
138
$34K ﹤0.01%
+100,000
139
$31K ﹤0.01%
36,529
140
$23K ﹤0.01%
75,001
141
– –
-16,749
142
– –
-164,303
143
– –
-1,397,631
144
– –
-368,594
145
– –
-101,699
146
– –
-40,009
147
– –
-57,928
148
– –
-710,418
149
– –
-270,076
150
– –
-700,196
3 4 5
6
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