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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.98%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$898M
AUM Growth
–
Cap. Flow
+$939M
Cap. Flow %
104.53%
Top 10 Hldgs %
30.2%
Holding
165
New
165
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$44.7M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$37.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$27.9M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$26.6M
5
RVT icon
Royce Value Trust
RVT
+$25.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 4.11%
2 Technology 0.06%
3 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTT icon
126
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$817K 0.09%
+41,950
New +$920K
MMU
127
Western Asset Managed Municipals Fund
MMU
$554M
$800K 0.09%
+60,007
New +$845K
AWF
128
AllianceBernstein Global High Income Fund
AWF
$872M
$775K 0.09%
+51,544
New +$824K
BNA
129
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$730K 0.08%
+72,526
New +$799K
ACP
130
abrdn Income Credit Strategies Fund
ACP
$637M
$704K 0.08%
+42,420
New +$745K
PMX
131
DELISTED
PIMCO Municipal Income Fund III
PMX
$672K 0.07%
+61,030
New +$734K
HYF
132
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$638K 0.07%
+319,227
New +$688K
XLU icon
133
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$621K 0.07%
+33,000
New +$647K
NCV
134
Virtus Convertible & Income Fund
NCV
$390M
$596K 0.07%
+16,248
New +$617K
ICB
135
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$574K 0.06%
+33,713
New +$603K
EQS icon
136
Equus Total Return
EQS
$16.8M
$563K 0.06%
+295,005
New +$612K
SGL
137
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$561K 0.06%
+59,515
New +$612K
MHY
138
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$541K 0.06%
+92,633
New +$558K
MQT
139
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$531K 0.06%
+41,020
New +$565K
NIQ
140
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$518K 0.06%
+41,640
New +$571K
AAPL icon
141
Apple
AAPL
$4.57T
$515K 0.06%
+36,400
New +$560K
BOI
142
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$501K 0.06%
+27,138
New +$527K
HAV
143
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
$447K 0.05%
+53,688
New +$477K
SBW
144
DELISTED
Western Asset Worldwide Income
SBW
$446K 0.05%
+34,059
New +$496K
IYR icon
145
iShares US Real Estate ETF
IYR
$4.65B
$441K 0.05%
+6,646
New +$470K
ARK
146
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
$422K 0.05%
+101,602
New +$449K
CXE
147
DELISTED
MFS High Income Municipal Trust
CXE
$379K 0.04%
+77,688
New +$423K
GLU
148
Gabelli Utility & Income Trust
GLU
$116M
$355K 0.04%
+18,868
New +$401K
XLV icon
149
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$333K 0.04%
+7,000
New +$335K
BYM
150
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$303K 0.03%
+21,345
New +$325K
3 4 5
6
7

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Rivernorth Capital Management's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Rivernorth Capital Management, which disclosed 165 positions worth $898M. Its ten largest holdings account for 30% of the portfolio.

Its largest position is BlackRock Credit Allocation Income Trust: 3,223,380 shares worth $41.8M.

By sector, the portfolio is most concentrated in Financials at 4.1% of assets, followed by Technology and Energy.

  • Rivernorth Capital Management's largest Q2 2013 buy was BlackRock Credit Allocation Income Trust: 3,223,380 shares worth $41.8M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $898M portfolio in Q2 2013.
  • Rivernorth Capital Management disclosed 165 positions in Q2 2013, its first 13F filing on record.

Based on Rivernorth Capital Management's 13F filing for Q2 2013, filed 14 Aug 2013.