RCM
HAV

Rivernorth Capital Management’s HELIOS ADVANTAGE INCOME FD, INC HAV Stock Holding History

Rivernorth Capital Management’s Portfolio HAV Stock Details HAV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-40,911
Closed -$349K – 257
2013
Q3 		$349K Sell
40,911
-12,777
-24% -$105K 0.04% 164
2013
Q2 		$447K Buy
+53,688
New +$477K 0.05% 143

Other funds holding HAV

HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return

Rivernorth Capital Management's HAV Position: Q4 2013 in Review

Rivernorth Capital Management sold out of HELIOS ADVANTAGE INCOME FD, INC (HAV) in Q4 2013, closing a stake of 40,911 shares — an estimated $349K sold.

Rivernorth Capital Management first reported a position in HAV in Q2 2013 and held it in 2 quarters. The position peaked at $447K in Q2 2013. 14 funds tracked by Wall St. Rank hold HAV as of Q4 2013.

  • Rivernorth Capital Management reported no remaining HELIOS ADVANTAGE INCOME FD, INC position as of Q4 2013 after selling out during the quarter.
  • Rivernorth Capital Management sold 40,911 HELIOS ADVANTAGE INCOME FD, INC shares in Q4 2013, an estimated $349K.
  • Rivernorth Capital Management first reported a position in HELIOS ADVANTAGE INCOME FD, INC in Q2 2013 and held it in 2 quarters.
  • Rivernorth Capital Management's HELIOS ADVANTAGE INCOME FD, INC position peaked at $447K in Q2 2013.
  • 14 funds tracked by Wall St. Rank held HELIOS ADVANTAGE INCOME FD, INC as of Q4 2013.

Based on Rivernorth Capital Management's 13F filing for Q4 2013, filed 14 Feb 2014.