HAV

HELIOS ADVANTAGE INCOME FD, INC
HAV

Delisted

HAV was delisted on the 12th of August, 2014.

14 hedge funds and large institutions have $5.28M invested in HELIOS ADVANTAGE INCOME FD, INC in 2013 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 1 reducing their positions, and 9 closing their positions.

Holders
14
Holders Change
-7
Holders Change %
-33.33%
% of All Funds
0.41%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
1
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
HK
1
Horizon Kinetics
New York
$2.21M 243,579 +61,741 +34%
PRCM
2
Pine River Capital Management
Minnesota
$957K 105,264 +100 +0.1%
SIA
3
Sit Investment Associates
Minnesota
$902K 99,192 +27,429 +38%
U
4
UBS
Switzerland
$386K 42,414 +17,990 +74%
FAAS
5
First Allied Advisory Services
California
$253K 27,956 +2,056 +8%
RJA
6
Raymond James & Associates
Florida
$245K 27,003 -1,075 -4%
SCM
7
Saba Capital Management
New York
$153K 16,870 +16,870 New
Morgan Stanley
8
Morgan Stanley
New York
$95K 10,449 +10,449 New
Wells Fargo
9
Wells Fargo
California
$43K 4,736
DAM
10
Delta Asset Management
Tennessee
$14K 1,505
HI
11
Hudock Inc
Pennsylvania
$8K 896
MFS
12
MSI Financial Services
Massachusetts
$5K 600
WA
13
WFG Advisors
Texas
$3K 300
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$1K 153
DA
15
Doliver Advisors
Texas
-69,093 Closed
OC
16
Oppenheimer & Co
New York
-55,840 Closed
SFS
17
Shaker Financial Services
Virginia
-41,763 Closed
RCM
18
Rivernorth Capital Management
Florida
-40,911 Closed
WAM
19
Wolverine Asset Management
Illinois
-29,370 Closed
LPL Financial
20
LPL Financial
California
-10,346 Closed
Ameriprise
21
Ameriprise
Minnesota
-1,800 Closed
Creative Planning
22
Creative Planning
Kansas
-1,300 Closed
Nomura Holdings
23
Nomura Holdings
Japan
-100 Closed