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HAV

HELIOS ADVANTAGE INCOME FD, INC
HAV

Delisted

HAV was delisted on the 12th of August, 2014.

14 hedge funds and large institutions have $5.28M invested in HELIOS ADVANTAGE INCOME FD, INC in 2013 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 1 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 1

11% less capital invested

Capital invested by funds: $5.93M → $5.28M (-$653K)

33% less funds holding

Funds holding: 2114 (-7)

78% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 9

Holders
14
Holders Change
-7
Holders Change %
-33.33%
% of All Funds
0.41%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
1
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$2.21M +$539K +61,741 +34%
PRCM
2
Pine River Capital Management
Minnesota
$957K +$873 +100 +0.1%
SIA
3
Sit Investment Associates
Minnesota
$902K +$240K +27,429 +38%
U
4
UBS
Switzerland
$386K +$157K +17,990 +74%
FAAS
5
First Allied Advisory Services
California
$253K +$18K +2,056 +8%
RJA
6
Raymond James & Associates
Florida
$245K -$9.39K -1,075 -4%
SCM
7
Saba Capital Management
New York
$153K +$147K +16,870 New
Morgan Stanley
8
Morgan Stanley
New York
$95K +$91.2K +10,449 New
Wells Fargo
9
Wells Fargo
California
$43K
DAM
10
Delta Asset Management
Tennessee
$14K
HI
11
Hudock Inc
Pennsylvania
$8K
MFS
12
MSI Financial Services
Massachusetts
$5K
WA
13
WFG Advisors
Texas
$3K
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$1K
DA
15
Doliver Advisors
Texas
-$589K -69,093 Closed
OC
16
Oppenheimer & Co
New York
-$475K -55,840 Closed
SFS
17
Shaker Financial Services
Virginia
-$356K -41,763 Closed
RCM
18
Rivernorth Capital Management
Florida
-$349K -40,911 Closed
WAM
19
Wolverine Asset Management
Illinois
-$250K -29,370 Closed
LPL Financial
20
LPL Financial
California
-$88K -10,346 Closed
Ameriprise
21
Ameriprise
Minnesota
-$15K -1,800 Closed
Creative Planning
22
Creative Planning
Kansas
-$11K -1,300 Closed
Nomura Holdings
23
Nomura Holdings
Japan
-$1K -100 Closed

HAV Hedge Fund Activity: Q4 2013 in Review

14 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in HELIOS ADVANTAGE INCOME FD, INC (HAV) for Q4 2013, worth a combined $5.28M — down 11% from $5.93M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of HAV and 2 opened new positions — a net loss of 7 holders — while 1 trimmed existing stakes and 5 added.

The largest buyer was Horizon Kinetics, adding an estimated $539K. The largest seller was Doliver Advisors, exiting entirely with an estimated $589K sold.

  • 14 institutional investors held HELIOS ADVANTAGE INCOME FD, INC (HAV) as of Q4 2013, down from 21 in Q3 2013.
  • Funds reported $5.28M of HELIOS ADVANTAGE INCOME FD, INC stock for Q4 2013, down 11% quarter-over-quarter.
  • 2 funds opened new HELIOS ADVANTAGE INCOME FD, INC positions in Q4 2013 and 9 closed out, a net change of -7 holders.
  • The largest HELIOS ADVANTAGE INCOME FD, INC buyer in Q4 2013 was Horizon Kinetics, an estimated $539K added.
  • The largest HELIOS ADVANTAGE INCOME FD, INC seller in Q4 2013 was Doliver Advisors, an estimated $589K sold.

Based on aggregated 13F filings for Q4 2013.