SFS
HAV

Shaker Financial Services’s HELIOS ADVANTAGE INCOME FD, INC HAV Stock Holding History

Shaker Financial Services’s Portfolio HAV Stock Details HAV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-41,763
Closed -$356K – 203
2013
Q3 		$356K Sell
41,763
-50,212
-55% -$412K 0.26% 118
2013
Q2 		$765K Buy
+91,975
New +$817K 0.56% 66

Other funds holding HAV

HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
DAM
Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return

Shaker Financial Services's HAV Position: Q4 2013 in Review

Shaker Financial Services sold out of HELIOS ADVANTAGE INCOME FD, INC (HAV) in Q4 2013, closing a stake of 41,763 shares — an estimated $356K sold.

Shaker Financial Services first reported a position in HAV in Q2 2013 and held it in 2 quarters. The position peaked at $765K in Q2 2013. 14 funds tracked by Wall St. Rank hold HAV as of Q4 2013.

  • Shaker Financial Services reported no remaining HELIOS ADVANTAGE INCOME FD, INC position as of Q4 2013 after selling out during the quarter.
  • Shaker Financial Services sold 41,763 HELIOS ADVANTAGE INCOME FD, INC shares in Q4 2013, an estimated $356K.
  • Shaker Financial Services first reported a position in HELIOS ADVANTAGE INCOME FD, INC in Q2 2013 and held it in 2 quarters.
  • Shaker Financial Services's HELIOS ADVANTAGE INCOME FD, INC position peaked at $765K in Q2 2013.
  • 14 funds tracked by Wall St. Rank held HELIOS ADVANTAGE INCOME FD, INC as of Q4 2013.

Based on Shaker Financial Services's 13F filing for Q4 2013, filed 6 Feb 2014.