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HAV

HELIOS ADVANTAGE INCOME FD, INC
HAV

Delisted

HAV was delisted on the 12th of August, 2014.

21 hedge funds and large institutions have $5.93M invested in HELIOS ADVANTAGE INCOME FD, INC in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

11% more funds holding

Funds holding: 1921 (+2)

8% more capital invested

Capital invested by funds: $5.47M → $5.93M (+$459K)

0% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 6

Holders
21
Holders Change
+2
Holders Change %
+10.53%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
6
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$1.55M -$16.6K -2,026 -1%
PRCM
2
Pine River Capital Management
Minnesota
$896K +$226K +27,539 +35%
SIA
3
Sit Investment Associates
Minnesota
$611K +$590K +71,763 New
DA
4
Doliver Advisors
Texas
$589K +$60.6K +7,373 +12%
OC
5
Oppenheimer & Co
New York
$475K -$28.2K -3,427 -6%
SFS
6
Shaker Financial Services
Virginia
$356K -$412K -50,212 -55%
RCM
7
Rivernorth Capital Management
Florida
$349K -$105K -12,777 -24%
WAM
8
Wolverine Asset Management
Illinois
$250K -$26.1K -3,179 -10%
RJA
9
Raymond James & Associates
Florida
$239K -$45.5K -5,544 -16%
FAAS
10
First Allied Advisory Services
California
$224K +$32.9K +4,000 +18%
U
11
UBS
Switzerland
$208K +$5.43K +661 +3%
LPL Financial
12
LPL Financial
California
$88K +$85K +10,346 New
Wells Fargo
13
Wells Fargo
California
$41K +$16K +1,947 +70%
Ameriprise
14
Ameriprise
Minnesota
$15K
DAM
15
Delta Asset Management
Tennessee
$13K
Creative Planning
16
Creative Planning
Kansas
$11K +$10.7K +1,300 New
HI
17
Hudock Inc
Pennsylvania
$8K +$7.36K +896 New
MFS
18
MSI Financial Services
Massachusetts
$5K
WA
19
WFG Advisors
Texas
$3K +$1.15K +140 +88%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$1K
Nomura Holdings
21
Nomura Holdings
Japan
$1K +$821 +100 New
Morgan Stanley
22
Morgan Stanley
New York
-$84K -10,081 Closed
Citigroup
23
Citigroup
New York
-$5K -615 Closed
TRCT
24
Tower Research Capital (TRC)
New York
-$3K -416 Closed

HAV Hedge Fund Activity: Q3 2013 in Review

21 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in HELIOS ADVANTAGE INCOME FD, INC (HAV) for Q3 2013, worth a combined $5.93M — up 8.4% from $5.47M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new HAV positions and 3 closed out — a net gain of 2 holders — while 6 added to existing stakes and 6 trimmed.

The largest buyer was Sit Investment Associates, opening a new position worth an estimated $590K. The largest seller was Shaker Financial Services, cutting an estimated $412K.

  • 21 institutional investors held HELIOS ADVANTAGE INCOME FD, INC (HAV) as of Q3 2013, up from 19 in Q2 2013.
  • Funds reported $5.93M of HELIOS ADVANTAGE INCOME FD, INC stock for Q3 2013, up 8.4% quarter-over-quarter.
  • 5 funds opened new HELIOS ADVANTAGE INCOME FD, INC positions in Q3 2013 and 3 closed out, a net change of +2 holders.
  • The largest HELIOS ADVANTAGE INCOME FD, INC buyer in Q3 2013 was Sit Investment Associates, an estimated $590K added.
  • The largest HELIOS ADVANTAGE INCOME FD, INC seller in Q3 2013 was Shaker Financial Services, an estimated $412K sold.

Based on aggregated 13F filings for Q3 2013.