Oppenheimer & Co’s HELIOS ADVANTAGE INCOME FD, INC HAV Stock Holding History

Oppenheimer & Co’s Portfolio HAV Stock Details HAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-55,840	Closed	-$475K	–	1536
2013 Q3	$475K	Sell	55,840 -3,427	-6%	-$28.2K	0.02%	777
2013 Q2	$493K	Buy	+59,267	New	+$527K	0.02%	723

Other funds holding HAV

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return

Oppenheimer & Co's HAV Position: Q4 2013 in Review

Oppenheimer & Co sold out of HELIOS ADVANTAGE INCOME FD, INC (HAV) in Q4 2013, closing a stake of 55,840 shares — an estimated $475K sold.

Oppenheimer & Co first reported a position in HAV in Q2 2013 and held it in 2 quarters. The position peaked at $493K in Q2 2013. 14 funds tracked by Wall St. Rank hold HAV as of Q4 2013.

Oppenheimer & Co reported no remaining HELIOS ADVANTAGE INCOME FD, INC position as of Q4 2013 after selling out during the quarter.
Oppenheimer & Co sold 55,840 HELIOS ADVANTAGE INCOME FD, INC shares in Q4 2013, an estimated $475K.
Oppenheimer & Co first reported a position in HELIOS ADVANTAGE INCOME FD, INC in Q2 2013 and held it in 2 quarters.
Oppenheimer & Co's HELIOS ADVANTAGE INCOME FD, INC position peaked at $493K in Q2 2013.
14 funds tracked by Wall St. Rank held HELIOS ADVANTAGE INCOME FD, INC as of Q4 2013.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.