Sit Investment Associates’s HELIOS ADVANTAGE INCOME FD, INC HAV Stock Holding History

Sit Investment Associates’s Portfolio HAV Stock Details HAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-108,692	Closed	-$1.02M	–	481
2014 Q1	$1.02M	Buy	108,692 +9,500	+10%	+$87.4K	0.02%	346
2013 Q4	$902K	Buy	99,192 +27,429	+38%	+$240K	0.02%	359
2013 Q3	$611K	Buy	+71,763	New	+$590K	0.01%	367

Other funds holding HAV

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

PRCM

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

DAM

Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Sit Investment Associates's HAV Position: Q2 2014 in Review

Sit Investment Associates sold out of HELIOS ADVANTAGE INCOME FD, INC (HAV) in Q2 2014, closing a stake of 108,692 shares — an estimated $1.02M sold.

Sit Investment Associates first reported a position in HAV in Q3 2013 and held it in 3 quarters. The position peaked at $1.02M in Q1 2014. 16 funds tracked by Wall St. Rank hold HAV as of Q2 2014.

Sit Investment Associates reported no remaining HELIOS ADVANTAGE INCOME FD, INC position as of Q2 2014 after selling out during the quarter.
Sit Investment Associates sold 108,692 HELIOS ADVANTAGE INCOME FD, INC shares in Q2 2014, an estimated $1.02M.
Sit Investment Associates first reported a position in HELIOS ADVANTAGE INCOME FD, INC in Q3 2013 and held it in 3 quarters.
Sit Investment Associates's HELIOS ADVANTAGE INCOME FD, INC position peaked at $1.02M in Q1 2014.
16 funds tracked by Wall St. Rank held HELIOS ADVANTAGE INCOME FD, INC as of Q2 2014.

Based on Sit Investment Associates's 13F filing for Q2 2014, filed 13 Aug 2014.