HAV

HELIOS ADVANTAGE INCOME FD, INC

HAV

Delisted

HAV was delisted on the 12th of August, 2014.

19 hedge funds and large institutions have $5.47M invested in HELIOS ADVANTAGE INCOME FD, INC in 2013 Q2 according to their latest regulatory filings, with 19 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

+19

Holders Change %

–

% of All Funds

0.62%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

–

Reduced

–

Closed

–

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	HK 1 Horizon Kinetics New York	$1.53M
2	SFS 2 Shaker Financial Services Arlington, Virginia	$765K
3	PRCM 3 Pine River Capital Management Minnetonka, Minnesota	$645K
4	DA 4 Doliver Advisors Houston, Texas	$514K
5	OC 5 Oppenheimer & Co New York	$493K

Top Sellers

No sellers this quarter

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	HK 1 Horizon Kinetics New York	$1.53M	183,864	+183,864	New
2	SFS 2 Shaker Financial Services Arlington, Virginia	$765K	91,975	+91,975	New
3	PRCM 3 Pine River Capital Management Minnetonka, Minnesota	$645K	77,625	+77,625	New
4	DA 4 Doliver Advisors Houston, Texas	$514K	61,720	+61,720	New
5	OC 5 Oppenheimer & Co New York	$493K	59,267	+59,267	New
6	RCM 6 Rivernorth Capital Management West Palm Beach, Florida	$447K	53,688	+53,688	New
7	RJA 7 Raymond James & Associates St Petersburg, Florida	$280K	33,622	+33,622	New
8	WAM 8 Wolverine Asset Management Chicago, Illinois	$270K	32,549	+32,549	New
9	U 9 UBS Zurich, Switzerland	$198K	23,763	+23,763	New
10	FAAS 10 First Allied Advisory Services San Diego, California	$180K	21,900	+21,900	New
11	11 Morgan Stanley New York	$84K	10,081	+10,081	New
12	12 Wells Fargo San Francisco, California	$24K	2,789	+2,789	New
13	13 Ameriprise Minneapolis, Minnesota	$15K	1,800	+1,800	New
14	DAM 14 Delta Asset Management Memphis, Tennessee	$13K	1,505	+1,505	New
15	MFS 15 MSI Financial Services Springfield, Massachusetts	$5K	600	+600	New
16	16 Citigroup New York	$5K	615	+615	New
17	TRCT 17 Tower Research Capital (TRC) New York	$3K	416	+416	New
18	LTFS 18 Ladenburg Thalmann Financial Services Miami, Florida	$1K	153	+153	New
19	WA 19 WFG Advisors Dallas, Texas	$1K	160	+160	New

HELIOS ADVANTAGE INCOME FD, INC HAV

Top Buyers

Top Sellers

HELIOS ADVANTAGE INCOME FD, INC

HAV