Doliver Advisors’s HELIOS ADVANTAGE INCOME FD, INC HAV Stock Holding History

Doliver Advisors’s Portfolio HAV Stock Details HAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-69,093	Closed	-$589K	–	377
2013 Q3	$589K	Buy	69,093 +7,373	+12%	+$60.6K	0.36%	92
2013 Q2	$514K	Buy	+61,720	New	+$548K	0.3%	145

Other funds holding HAV

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Delta Asset Management Memphis, Tennessee $1.1B AUM 14.89% 1-Year Est. Return

Doliver Advisors's HAV Position: Q4 2013 in Review

Doliver Advisors sold out of HELIOS ADVANTAGE INCOME FD, INC (HAV) in Q4 2013, closing a stake of 69,093 shares — an estimated $589K sold.

Doliver Advisors first reported a position in HAV in Q2 2013 and held it in 2 quarters. The position peaked at $589K in Q3 2013. 14 funds tracked by Wall St. Rank hold HAV as of Q4 2013.

Doliver Advisors reported no remaining HELIOS ADVANTAGE INCOME FD, INC position as of Q4 2013 after selling out during the quarter.
Doliver Advisors sold 69,093 HELIOS ADVANTAGE INCOME FD, INC shares in Q4 2013, an estimated $589K.
Doliver Advisors first reported a position in HELIOS ADVANTAGE INCOME FD, INC in Q2 2013 and held it in 2 quarters.
Doliver Advisors's HELIOS ADVANTAGE INCOME FD, INC position peaked at $589K in Q3 2013.
14 funds tracked by Wall St. Rank held HELIOS ADVANTAGE INCOME FD, INC as of Q4 2013.

Based on Doliver Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.