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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-2.98%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.35B
AUM Growth
-$92.5M
Cap. Flow
-$51.2M
Cap. Flow %
-3.81%
Top 10 Hldgs %
30.02%
Holding
201
New
31
Increased
45
Reduced
55
Closed
20

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
2
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$13M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$9.27M
4
DDF
Delaware Investments Dividend & Income Fund, Inc.
DDF
+$7.68M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.3M

Top Sells

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$27M
2
USA icon
Liberty All-Star Equity Fund
USA
+$22M
3
PHK
PIMCO High Income Fund
PHK
+$17.7M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$15.8M
5
CCT
Corporate Capital Trust, Inc.
CCT
+$15.7M

Sector Composition

Rank Sector Weight
1 Financials 2.5%
2 Technology 0.89%
3 Energy 0.4%
4 Industrials 0.34%
5 Consumer Discretionary 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMDM
101
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$2.27M 0.17%
228,000
-2,000
-0.9% -$19.7K
AWF
102
AllianceBernstein Global High Income Fund
AWF
$870M
$2.19M 0.16%
+183,825
New +$2.25M
FRMM
103
Forum Markets
FRMM
$83.2M
$2.17M 0.16%
58
-3
-5% -$112K
PHUN icon
104
Phunware
PHUN
$41.7M
$2.07M 0.15%
4,000
– –
LTN.U
105
DELISTED
Union Acquisition Corp.
LTN.U
$2.05M 0.15%
+200,000
New +$2.02M
MUDSU
106
DELISTED
Mudrick Capital Acquisition Corporation Unit
MUDSU
$2.04M 0.15%
+200,000
New +$2.02M
LGC.U
107
DELISTED
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$1.99M 0.15%
200,000
– –
EVN
108
Eaton Vance Municipal Income Trust
EVN
$429M
$1.98M 0.15%
169,147
+68,472
+68% +$810K
MHI
109
DELISTED
Pioneer Municipal High Income Fund
MHI
$1.87M 0.14%
165,870
+60,497
+57% +$694K
PCI
110
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.86M 0.14%
81,175
-702,125
-90% -$15.8M
AIFA
111
All In FutureTech Alliance Inc
AIFA
$13.5M
$1.85M 0.14%
31,843
-1,490
-4% -$86.4K
GPAQU
112
DELISTED
Gordon Pointe Acquisition Corp. Unit
GPAQU
$1.81M 0.13%
+175,000
New +$1.76M
SPE
113
Special Opportunities Fund
SPE
$144M
$1.79M 0.13%
126,999
+25,167
+25% +$363K
NTG
114
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.77M 0.13%
+11,069
New +$2.04M
LOR
115
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$1.75M 0.13%
151,717
-111,292
-42% -$1.32M
STR
116
DELISTED
Sitio Royalties
STR
$1.68M 0.13%
43,750
– –
IYR icon
117
iShares US Real Estate ETF
IYR
$4.52B
$1.66M 0.12%
+21,924
New +$1.66M
PCF
118
High Income Securities Fund
PCF
$101M
$1.6M 0.12%
+177,265
New +$1.61M
MTECU
119
DELISTED
MTech Acquisition Corp. Unit
MTECU
$1.58M 0.12%
+155,000
New +$1.57M
AIF
120
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.51M 0.11%
96,249
-98,479
-51% -$1.54M
HFFG icon
121
HF Foods Group
HFFG
$83.4M
$1.49M 0.11%
150,000
– –
BBCP icon
122
Concrete Pumping Holdings
BBCP
$473M
$1.47M 0.11%
150,000
– –
USWS
123
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$1.47M 0.11%
7,143
– –
MMT
124
Aberdeen Multi-Market Income Fund
MMT
$242M
$1.46M 0.11%
252,833
– –
NXG
125
NXG NextGen Infrastructure Income Fund
NXG
$344M
$1.4M 0.1%
+22,241
New +$1.64M
3 4
5
6 7

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Rivernorth Capital Management's Q1 2018 Portfolio in Review

As of Q1 2018, Rivernorth Capital Management held 201 positions worth $1.35B, down 6.4% from $1.44B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rivernorth Capital Management withdrew a net $51.2M in Q1 2018, closing 20 positions and reducing 55 holdings. Its most notable exit was Cornerstone Strategic Value Fund, an estimated $27M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.5% of assets, down from 3.9% a quarter earlier, followed by Technology and Energy.

Against the trend, Rivernorth Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $14.7M.

  • Rivernorth Capital Management's largest Q1 2018 buy was State Street SPDR S&P 500 ETF Trust: 55,719 shares worth $14.7M.
  • Rivernorth Capital Management added most to abrdn Total Dynamic Dividend Fund in Q1 2018, an estimated $13M increase.
  • Rivernorth Capital Management's biggest Q1 2018 reduction was Liberty All-Star Equity Fund, cutting an estimated $22M.
  • Rivernorth Capital Management fully exited Cornerstone Strategic Value Fund in Q1 2018, selling an estimated $27M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $1.35B portfolio in Q1 2018.
  • Rivernorth Capital Management opened 31 new positions and closed 20 in Q1 2018.
  • Rivernorth Capital Management's portfolio value fell 6.4% quarter-over-quarter to $1.35B.

Based on Rivernorth Capital Management's 13F filing for Q1 2018, filed 15 May 2018.