RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-2.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.35B
AUM Growth
-$92.5M
Cap. Flow
-$55.5M
Cap. Flow %
-4.12%
Top 10 Hldgs %
30.02%
Holding
201
New
31
Increased
45
Reduced
55
Closed
20

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$14.7M
2
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$12.3M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$8.35M
4
DDF
Delaware Investments Dividend & Income Fund, Inc.
DDF
+$7.51M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.21M

Top Sells

1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$27M
2
USA icon
Liberty All-Star Equity Fund
USA
+$21.3M
3
PHK
PIMCO High Income Fund
PHK
+$17.7M
4
CCT
Corporate Capital Trust, Inc.
CCT
+$16.6M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$16.1M

Sector Composition

1 Financials 1.92%
2 Technology 0.59%
3 Energy 0.4%
4 Industrials 0.34%
5 Healthcare 0.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MMDM
101
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$2.27M 0.17%
228,000
-2,000
-0.9% -$19.9K
AWF
102
AllianceBernstein Global High Income Fund
AWF
$967M
$2.19M 0.16%
+183,825
New +$2.19M
ETHZ
103
ETHZilla Corporation Common Stock
ETHZ
$399M
$2.17M 0.16%
580
-25
-4% -$93.6K
PHUN icon
104
Phunware
PHUN
$54.3M
$2.07M 0.15%
4,000
– –
LTN.U
105
DELISTED
Union Acquisition Corp.
LTN.U
$2.05M 0.15%
+200,000
New +$2.05M
MUDSU
106
DELISTED
Mudrick Capital Acquisition Corporation Unit
MUDSU
$2.04M 0.15%
+200,000
New +$2.04M
LGC.U
107
DELISTED
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$1.99M 0.15%
200,000
– –
EVN
108
Eaton Vance Municipal Income Trust
EVN
$437M
$1.98M 0.15%
169,147
+68,472
+68% +$802K
MHI
109
DELISTED
Pioneer Municipal High Income Fund
MHI
$1.87M 0.14%
165,870
+60,497
+57% +$681K
PCI
110
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.86M 0.14%
81,175
-702,125
-90% -$16.1M
AGAE icon
111
Allied Gaming & Entertainment
AGAE
$34.6M
$1.85M 0.14%
191,057
-8,943
-4% -$86.6K
GPAQU
112
DELISTED
Gordon Pointe Acquisition Corp. Unit
GPAQU
$1.81M 0.13%
+175,000
New +$1.81M
SPE
113
Special Opportunities Fund
SPE
$169M
$1.79M 0.13%
121,321
+24,042
+25% +$355K
NTG
114
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1.77M 0.13%
+11,069
New +$1.77M
LOR
115
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$1.75M 0.13%
151,717
-111,292
-42% -$1.28M
STR
116
DELISTED
Sitio Royalties
STR
$1.68M 0.13%
43,750
– –
IYR icon
117
iShares US Real Estate ETF
IYR
$3.66B
$1.66M 0.12%
+21,924
New +$1.66M
PCF
118
High Income Securities Fund
PCF
$120M
$1.6M 0.12%
+177,265
New +$1.6M
MTECU
119
DELISTED
MTech Acquisition Corp. Unit
MTECU
$1.58M 0.12%
+155,000
New +$1.58M
AIF
120
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.51M 0.11%
96,249
-98,479
-51% -$1.55M
HFFG icon
121
HF Foods Group
HFFG
$183M
$1.49M 0.11%
150,000
– –
BBCP icon
122
Concrete Pumping Holdings
BBCP
$368M
$1.47M 0.11%
150,000
– –
USWS
123
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$1.47M 0.11%
7,143
– –
MMT
124
MFS Multimarket Income Trust
MMT
$264M
$1.46M 0.11%
252,833
– –
NXG
125
NXG NextGen Infrastructure Income Fund
NXG
$204M
$1.4M 0.1%
+22,241
New +$1.4M
3 4
5
6 7