RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+2.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.62B
AUM Growth
+$1.62B
Cap. Flow
-$192M
Cap. Flow %
-11.91%
Top 10 Hldgs %
30.32%
Holding
425
New
161
Increased
44
Reduced
87
Closed
91

Top Buys

1
HIX
Western Asset High Income Fund II
HIX
$16.2M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$13.9M
3
BCSF icon
Bain Capital Specialty
BCSF
$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
$8.23M

Top Sells

1
GBDC icon
Golub Capital BDC
GBDC
$33.2M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$26M
3
HFRO
Highland Opportunities and Income Fund
HFRO
$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.94%
5 Healthcare 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MQT icon
51
BlackRock MuniYield Quality Fund II
MQT
$212M
$8.21M 0.51% 627,805 – –
VVR icon
52
Invesco Senior Income Trust
VVR
$561M
$8.11M 0.5% 2,214,961 -3,086,833 -58% -$11.3M
BCX icon
53
BlackRock Resources & Commodities Strategy Trust
BCX
$791M
$7.68M 0.48% 1,289,899 -111,162 -8% -$661K
AEF
54
abrdn Emerging Markets Equity Income Fund
AEF
$248M
$7.58M 0.47% 1,169,670 +35,206 +3% +$228K
IQI icon
55
Invesco Quality Municipal Securities
IQI
$498M
$7.51M 0.47% 607,949 +100 +0% +$1.24K
NMY
56
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$7.26M 0.45% 551,471 +146,175 +36% +$1.92M
NQP icon
57
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$408M
$7.25M 0.45% 539,463 -12,773 -2% -$172K
PDX
58
PIMCO Dynamic Income Strategy Fund
PDX
$1.1B
$7.18M 0.44% 1,160,586 -75,209 -6% -$466K
AOD
59
abrdn Total Dynamic Dividend Fund
AOD
$963M
$7.08M 0.44% 892,085 -163,994 -16% -$1.3M
ARDC
60
Are Dynamic Credit Allocation Fund
ARDC
$351M
$6.9M 0.43% 543,734 +44,623 +9% +$566K
NHS
61
Neuberger Berman High Yield Strategies Fund
NHS
$231M
$6.87M 0.43% 619,114 -65,512 -10% -$727K
KMF
62
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$6.72M 0.42% 1,667,955 +15,204 +0.9% +$61.3K
EVM
63
Eaton Vance California Municipal Bond Fund
EVM
$224M
$6.65M 0.41% 585,300 -166,762 -22% -$1.89M
HGLB
64
Highland Global Allocation Fund
HGLB
$200M
$6.61M 0.41% 1,065,678 -315,441 -23% -$1.96M
FRA icon
65
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$6.43M 0.4% 559,213 -490,743 -47% -$5.64M
EFT
66
Eaton Vance Floating-Rate Income Trust
EFT
$322M
$6.4M 0.4% 539,062 +13,128 +2% +$156K
NKX icon
67
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$565M
$6.29M 0.39% 411,834 -470,738 -53% -$7.19M
RMT
68
Royce Micro-Cap Trust
RMT
$535M
$6.19M 0.38% 806,826 +22,023 +3% +$169K
VKI icon
69
Invesco Advantage Municipal Income Trust II
VKI
$368M
$5.64M 0.35% 522,088 -21,941 -4% -$237K
MSD
70
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$5.35M 0.33% 637,852 +285,108 +81% +$2.39M
VKQ icon
71
Invesco Municipal Trust
VKQ
$506M
$5.25M 0.33% 437,051 -64,837 -13% -$779K
BQH
72
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$5.17M 0.32% 326,873 +52,279 +19% +$828K
MUE icon
73
BlackRock MuniHoldings Quality Fund II
MUE
$209M
$5.06M 0.31% 396,772 – –
NKG
74
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$5.05M 0.31% 414,303 -104,545 -20% -$1.28M
MYN icon
75
BlackRock MuniYield New York Quality Fund
MYN
$357M
$5.05M 0.31% 397,344 -1,400 -0.4% -$17.8K
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