RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+0.98%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.28B
AUM Growth
+$1.28B
Cap. Flow
+$314M
Cap. Flow %
24.43%
Top 10 Hldgs %
22.6%
Holding
260
New
72
Increased
81
Reduced
45
Closed
44

Top Buys

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$24.1M
2
VMO icon
Invesco Municipal Opportunity Trust
VMO
$19.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$18M
4
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$14.1M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
$12.5M

Top Sells

1
VOO icon
Vanguard S&P 500 ETF
VOO
$19.5M
2
OEF icon
iShares S&P 100 ETF
OEF
$10.8M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$9.75M
4
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$7.2M
5
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$5.02M

Sector Composition

1 Financials 2.69%
2 Technology 0.1%
3 Materials 0.04%
4 Communication Services 0.03%
5 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVH
51
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$8.55M 0.66% 475,466 +369,533 +349% +$6.64M
GLQ
52
Clough Global Equity Fund
GLQ
$139M
$8.41M 0.65% 535,437 – –
GDO
53
Western Asset Global Corporate Defined Opportunity Fund
GDO
$90.2M
$7.79M 0.6% 431,028 +23,406 +6% +$423K
AIF
54
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$7.76M 0.6% 430,828 -994 -0.2% -$17.9K
CEF icon
55
Sprott Physical Gold and Silver Trust
CEF
$6.27B
$7.58M 0.58% 571,703 -10,144 -2% -$134K
NMO
56
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$7.56M 0.58% +629,895 New +$7.56M
CHY
57
Calamos Convertible and High Income Fund
CHY
$869M
$7.47M 0.57% 577,944 +89,892 +18% +$1.16M
CLM icon
58
Cornerstone Strategic Value Fund
CLM
$2.31B
$7.35M 0.56% +1,114,220 New +$7.35M
DHG
59
DELISTED
Deutsche High Incm Opportunities
DHG
$7.19M 0.55% 499,065 +34,205 +7% +$493K
BGB
60
Blackstone Strategic Credit 2027 Term Fund
BGB
$563M
$7.16M 0.55% 402,363 +318,187 +378% +$5.66M
EOI
61
Eaton Vance Enhanced Equity Income Fund
EOI
$874M
$7.1M 0.54% 546,002 -113,334 -17% -$1.47M
AGC
62
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$6.68M 0.51% 917,375 +41,850 +5% +$305K
BGH
63
Barings Global Short Duration High Yield Fund
BGH
$328M
$6.62M 0.51% 286,490 +137,949 +93% +$3.19M
BGX
64
Blackstone Long-Short Credit Income Fund
BGX
$159M
$6.61M 0.51% +369,787 New +$6.61M
ACP
65
abrdn Income Credit Strategies Fund
ACP
$745M
$6.57M 0.5% +373,437 New +$6.57M
JPC icon
66
Nuveen Preferred & Income Opportunities Fund
JPC
$2.6B
$6.53M 0.5% 736,491 +152,559 +26% +$1.35M
PFL
67
PIMCO Income Strategy Fund
PFL
$381M
$6.46M 0.5% 570,701 -34,335 -6% -$388K
BTF
68
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
$6.44M 0.49% 280,071 – –
DCA
69
DELISTED
Virtus Total Return Fund
DCA
$6.31M 0.48% 1,604,274 +315,617 +24% +$1.24M
FPF
70
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.18B
$6.21M 0.48% +292,252 New +$6.21M
WIW
71
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$547M
$6.09M 0.47% 540,457 +15,300 +3% +$172K
STEW
72
SRH Total Return Fund
STEW
$1.79B
$5.97M 0.46% 742,362 – –
PXH icon
73
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.57B
$5.79M 0.44% 282,740 +35,200 +14% +$721K
NBB icon
74
Nuveen Taxable Municipal Income Fund
NBB
$469M
$5.75M 0.44% 311,980 – –
EMD
75
DELISTED
Western Asset Emerging Markets
EMD
$5.66M 0.43% 478,200 +405,598 +559% +$4.8M
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